美证监会提议将加密货币纳入托管法规，剑指Coinbase_老虎社区_美港股上老虎

美证监会提议将加密货币纳入托管法规，剑指Coinbase

华尔街见闻2023-02-16

摘要：最近美国监管方接连出击：上周五，交易所Kraken同意停止被SEC指控违法的链上质押，并接受3000万美元罚款；在SEC警告起诉后，Paxos称停止发行币安的稳定币BUSD。FTX破产不仅掀起币圈内部的风暴，也在让美国政府对币圈的监管加码。美国最大加密货币交易所Coinbase等加密平台的生存空间可能面临威胁。当地时间2月15日周三，美国证监会（SEC）以四票赞成、一票反对的投票结果决定，...

网页链接

免责声明：本文观点仅代表作者个人观点，不构成本平台的投资建议，本平台不对文章信息准确性、完整性和及时性做出任何保证，亦不对因使用或信赖文章信息引发的任何损失承担责任。

沧海一粟涛涛
·2023-02-16
搁中国就是利空，搁美国就是利好[开心]
回复
点赞
举报
ysc111
·2023-02-16
这规范化监管制度，这是利好消息啊，这是重拳?[开心] [开心] [开心] 这一晚上都已经狂飙了十几个点了
回复
5
举报
收起
- 曾启超:
  好
  2023-02-16
  回复
  举报
- 0x街头艺术家:
  1
  2023-02-16
  回复
  举报
- 拒绝游泳的鱼:
  6
  2023-02-16
  回复
  举报

热议股票

7x24

全部

关于我们·老虎社区守则·老虎社区账号管理规范·老虎社区服务协议·老虎社区隐私政策

公司名称：北京至简风宜信息技术有限公司

违法和不良信息投诉：010-5681-3562（工作时间9:30-18:30）

邮箱：service@laohu8.com

营业执照：91110105MA01A4U55R

ICP备：京ICP备18016422号

网安备：京公网安备11010502036490

关注我们

{"i18n":{"language":"zh_CN"},"data":{"share":"https://www.laohu8.com/m/news/2311373435?lang=zh_CN&edition=full","thumbnail":"https://static.tigerbbs.com/69812cc0fc6f579d509128dda7ccc219","is_english":false,"pubTime":"2023-02-16 07:25","share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","id":"2311373435","market":"hk","top_or_hot":-1,"title":"美证监会提议将加密货币纳入托管法规，剑指Coinbase","media":"华尔街见闻","content":"<div>\n<p>摘要：最近美国监管方接连出击：上周五，交易所Kraken同意停止被SEC指控违法的链上质押，并接受3000万美元罚款；在SEC警告起诉后，Paxos称停止发行币安的稳定币BUSD。FTX破产不仅掀起币圈内部的风暴，也在让美国政府对币圈的监管加码。美国最大加密货币交易所Coinbase等加密平台的生存空间可能面临威胁。当地时间2月15日周三，美国证监会（SEC）以四票赞成、一票反对的投票结果决定，...</p>\n\n<a href=\"https://wallstreetcn.com/articles/3682038\">网页链接</a>\n\n</div>\n","source":"wallstreetcn_api","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>美证监会提议将加密货币纳入托管法规，剑指Coinbase</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\n美证监会提议将加密货币纳入托管法规，剑指Coinbase\n</h2>\n\n<h4 class=\"meta\">\n\n\n2023-02-16 07:25 北京时间&nbsp;&nbsp;&nbsp;<a href=https://wallstreetcn.com/articles/3682038><strong>华尔街见闻</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>摘要：最近美国监管方接连出击：上周五，交易所Kraken同意停止被SEC指控违法的链上质押，并接受3000万美元罚款；在SEC警告起诉后，Paxos称停止发行币安的稳定币BUSD。FTX破产不仅掀起币圈内部的风暴，也在让美国政府对币圈的监管加码。美国最大加密货币交易所Coinbase等加密平台的生存空间可能面临威胁。当地时间2月15日周三，美国证监会（SEC）以四票赞成、一票反对的投票结果决定，...</p>\n\n<a href=\"https://wallstreetcn.com/articles/3682038\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"BTCW","symbol_name":"WisdomTree Bitcoin Fund","start_time":0,"source_url":"https://wallstreetcn.com/articles/3682038","article_id":"2311373435","we_media_id":null,"thumbnails":["https://static.tigerbbs.com/69812cc0fc6f579d509128dda7ccc219"],"rights":{"source":"wallstreetcn_api","url":"https://wallstreetcn.com/articles/3682038","rn_cache_url":null,"directOrigin":true},"url":"https://stock-news.laohu8.com/highlight/detail?id=2311373435","pubTimestamp":1676503528,"sourceInfo":{"source_id":"wallstreetcn_api","name":"华尔街见闻"},"weMediaInfo":null,"summary":"最近美国监管方接连出击：上周五，交易所Kraken同意停止被SEC指控违法的链上质押，并接受3000万美元罚款；在SEC警告起诉后，Paxos称停止发行币安的稳定币BUSD。","collect":0,"end_time":0,"defaultTopTitle":"wallstreetcn.com","property":[],"viewcount":null,"language":"zh","relate_stocks":{"BTCW":"WisdomTree Bitcoin Fund","HODL":"VanEck Bitcoin Trust ETF","BK4554":"元宇宙及AR概念","COIN":"Coinbase Global, Inc.","ARKB":"ARK 21Shares Bitcoin ETF","BRRR":"Valkyrie Bitcoin Fund","BK4112":"金融交易所和数据","BITB":"Bitwise Bitcoin ETF","FBTC":"Fidelity Wise Origin Bitcoin Fund","BK4535":"淡马锡持仓","BK4551":"寇图资本持仓","GBTC":"Grayscale Bitcoin Trust","DEFI":"Hashdex Bitcoin ETF","IBIT":"iShares Bitcoin Trust","EZBC":"Franklin Bitcoin ETF","BTCO":"Invesco Galaxy Bitcoin ETF","BK4539":"次新股"},"translate_title":"The US Securities and Futures Commission proposed to include cryptocurrency in custody regulations, and the sword refers to Coinbase","themeId":"","isJumpTheme":false,"ttsUrl":"https://static.tigerbbs.com/e876633b5c9f4e1d0b5eb07f3400700e","symbols_score_info":{"BTCO":1,"IBIT":1,"HODL":1,"GBTC":1,"FBTC":1,"EZBC":1,"DEFI":1,"COIN":1,"BTCW":1,"ARKB":1,"BRRR":1,"BITB":1},"content_text":"摘要：最近美国监管方接连出击：上周五，交易所Kraken同意停止被SEC指控违法的链上质押，并接受3000万美元罚款；在SEC警告起诉后，Paxos称停止发行币安的稳定币BUSD。FTX破产不仅掀起币圈内部的风暴，也在让美国政府对币圈的监管加码。美国最大加密货币交易所Coinbase等加密平台的生存空间可能面临威胁。当地时间2月15日周三，美国证监会（SEC）以四票赞成、一票反对的投票结果决定，正式提出一项修正案，全面修正联邦政府的资产托管相关监管法规，将对冲基金、养老基金等投资顾问的资产托管范围，从基金和证券扩大到加密货币等一切客户的资产。修正案还要求投资顾问达成一些书面协议，比如托管人必须接受注册会计师的年度评估，并提供财务报表。传统意义上的合格托管人包括银行、信托公司和经纪商-交易商。但近些年，比特币等加密货币资产失窃或者被黑客攻击屡见不鲜，Coinbase等交易平台也开始提供这类托管服务。上述SEC拟出台的新规就将加密货币平台也纳入了监管范畴。按照SEC的修正提议，一个机构要想托管包括特别是加密货币在内的任何客户的资产，就必须获得特许经营的许可，或者注册成为经纪商-交易商、期货佣金商，或是某种信托、或者海外的金融机构。换句话说，包括Coinbase等加密货币交易所在内的托管人必须持续先在美国联邦政府或州政府进行特定的注册，然后才能提供资产托管服务。媒体指出，SEC拟修正的新规并没有具体提到加密货币领域的公司，但SEC主席Gensler在本周三投票前发布的声明中表示，提议修正的2009年法规“涵盖了大量的加密货币资产”，“大多数加密资产可能属于当前规定涵盖的基金或加密资产证券”，“虽然一些加密货币交易和贷款平台可能声称托管投资者的加密货币，可这并不意味着，他们是合格的托管人。”Gensler提到了近几个月多宗备受关注的加密货币领域破产案，包括曾名列全球第二的加密货币交易所FTX。他说，我们最近一次又一次看到，在这些平台破产时，投资者的资产往往成为破产公司的财产，投资者不得不去破产法庭讨回公道。SEC的官员称，新提案不会改变对如何成为合格托管人的要求，也不会避免包括加密货币交易所Coinbase和Gemini在内的州政府许可的信托公司成为合格的托管人。他们强调，修正案并未决定SEC将哪些加密货币视为其监管的证券。本周一媒体就传出SEC酝酿强化合格托管人准入要求的消息。当时华尔街见闻文章称，新规可能意味着，与加密货币公司合作的机构基金可能不得不将客户的资产转移到其他地方，此外，他们还可能面临与托管关系有关的突击审查。这些基金与加密货币公司的合作在未来可能会变得更加艰难。SEC的提案是美国政府最近对加密货币领域采取的又一监管行动。上周五，加密货币交易所Kraken与SEC达成和解，同意停止提供被SEC指控为违法的链上质押服务，并缴纳3000万美元的追缴、预判利息和民事罚款。当天，同样从事质押业务的Coinbase股价重挫14%，创半年来最大日跌幅。不过，本周三Coinbase的股价还未受SEC提议的影响，午盘涨超10%。上周末媒体称，SEC警告加密公司Paxos，因违反投资者保护法，SEC计划起诉该公司。SEC认为，Paxos发行和上架的挂钩美元稳定币——Binance USD（BUSD）是一种未注册的证券。媒体指出，收到通知不意味着SEC将采取执法行动，仍需SEC的五名委员投票授权和解或诉讼等情况。但收到SEC的通知后，受纽约州监管的Paxos已表示，将停止发行新的BUSD代币。BUSD是全球最大加密货币交易所币安和Paxos 2019年联合推出的稳定币。SEC的警告因此被视为对币安的重创。本周一，币安发布声明称，美国纽约州金融服务部（NYDFS）已命令Paxos停止发行BUSD。","kind":null,"is_publish_news":true,"is_publish_highlight":true,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"0","news_tag":"","news_rank":0,"symbols":[],"gpt_button":0},"commentList":[{"id":625288327,"gmtCreate":1676510431769,"gmtModify":1676510434052,"author":{"id":"3523587098717559","authorId":"3523587098717559","name":"沧海一粟涛涛","avatar":"https://static.tigerbbs.com/2fa748518a2483ea79bacfdb91ea26ef","vip":1,"crmLevel":7,"crmLevelSwitch":0,"idStr":"3523587098717559","authorIdStr":"3523587098717559"},"htmlText":"搁中国就是利空，搁美国就是利好[开心]&nbsp;","listText":"搁中国就是利空，搁美国就是利好[开心]&nbsp;","text":"搁中国就是利空，搁美国就是利好[开心]","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":0,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/625288327","repostId":2311373435,"repostType":2,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"CN"},{"id":625280108,"gmtCreate":1676508487805,"gmtModify":1676510205081,"author":{"id":"4110992704786790","authorId":"4110992704786790","name":"ysc111","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":1,"crmLevelSwitch":1,"idStr":"4110992704786790","authorIdStr":"4110992704786790"},"htmlText":"这规范化监管制度，这是利好消息啊，这是重拳?[开心]&nbsp;[开心]&nbsp;[开心]&nbsp;这一晚上都已经狂飙了十几个点了","listText":"这规范化监管制度，这是利好消息啊，这是重拳?[开心]&nbsp;[开心]&nbsp;[开心]&nbsp;这一晚上都已经狂飙了十几个点了","text":"这规范化监管制度，这是利好消息啊，这是重拳?[开心] [开心] [开心] 这一晚上都已经狂飙了十几个点了","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":5,"commentSize":3,"repostSize":0,"link":"https://laohu8.com/post/625280108","repostId":2311373435,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":7869473,"gmtCreate":1676510781165,"gmtModify":1676510785338,"authorId":4128581531351890,"author":{"id":4128581531351890,"idStr":"4128581531351890","authorId":4128581531351890,"name":"曾启超","avatar":"https://static.tigerbbs.com/382afca0d4d18f4f275226f2efcee959","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":625280108,"type":1,"supId":0,"prevId":0,"content":"<u>好</u>","text":"<u>好</u>","html":"<u>好</u>"},{"id":7869458,"gmtCreate":1676510642862,"gmtModify":1676510647140,"authorId":3463572936350186,"author":{"id":3463572936350186,"idStr":"3463572936350186","authorId":3463572936350186,"name":"0x街头艺术家","avatar":"https://static.tigerbbs.com/fb6f79f0c0cfd76486dcf46172fbc655","vip":1,"currentWearingBadge":{"badgeId":"228c86a078844d74991fff2b7ab2428d-1","templateUuid":"228c86a078844d74991fff2b7ab2428d","name":"投资经理虎","description":"证券账户累计交易金额达到10万美元","bigImgUrl":"https://static.tigerbbs.com/c8dfc27c1ee0e25db1c93e9d0b641101","smallImgUrl":"https://static.tigerbbs.com/f43908c142f8a33c78f5bdf0e2897488","grayImgUrl":"https://static.tigerbbs.com/82165ff19cb8a786e8919f92acee5213","redirectLinkEnabled":0,"hasAllocated":1,"isWearing":1,"stampPosition":0,"hasStamp":0,"allocationCount":1,"allocatedDate":"2023.07.14","exceedPercentage":"60.09%","individualDisplayEnabled":0,"individualDisplaySort":0,"categoryType":1101},"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":625280108,"type":1,"supId":0,"prevId":0,"content":"<span class=\"s1\">1</span>","text":"<span class=\"s1\">1</span>","html":"<span class=\"s1\">1</span>"},{"id":7869450,"gmtCreate":1676510506115,"gmtModify":1676510509922,"authorId":3472098980994884,"author":{"id":3472098980994884,"idStr":"3472098980994884","authorId":3472098980994884,"name":"拒绝游泳的鱼","avatar":"https://static.tigerbbs.com/52fff20daaba255185a5f3bd46574b0f","vip":1,"currentWearingBadge":{"badgeId":"35ec162348d5460f88c959321e554969-3","templateUuid":"35ec162348d5460f88c959321e554969","name":"传说交易员","description":"证券或期货账户累计交易次数达到300次","bigImgUrl":"https://static.tigerbbs.com/656db16598a0b8f21429e10d6c1cb033","smallImgUrl":"https://static.tigerbbs.com/03f10910d4dd9234f9b5702a3342193a","grayImgUrl":"https://static.tigerbbs.com/0c767e35268feb729d50d3fa9a386c5a","redirectLinkEnabled":0,"hasAllocated":1,"isWearing":1,"stampPosition":0,"hasStamp":0,"allocationCount":1,"allocatedDate":"2021.12.21","exceedPercentage":"93.53%","individualDisplayEnabled":0,"individualDisplaySort":0,"categoryType":1100},"crmLevel":7,"crmLevelSwitch":1,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":625280108,"type":1,"supId":0,"prevId":0,"content":"6","text":"6","html":"6"}],"langContent":"CN"}],"hasMoreComments":true,"newsSizeData":{"likeSize":0,"commentSize":2,"repostSize":0,"favoriteSize":0,"likeStatus":false,"favoriteStatus":false}}