29家持有美国FINRA牌照的券商，在中国证监会备案_老虎社区_美港股上老虎

29家持有美国FINRA牌照的券商，在中国证监会备案

SPAC投资圈
01-18

根据中国证监会规定，境外证券公司担任境内企业境外发行上市业务保荐人或主承销商的，应当自首次签订业务协议之日起10个工作日内向中国证监会备案。

截至2023年12月28日，总计185家境外券商在中国证监会备案：

截至2023年12月28日，已在中国证监会备案的由美国金融业监管局(FINRA)发牌的券商已达29家(按字母排序)：

免责声明：上述内容仅代表发帖人个人观点，不构成本平台的任何投资建议。

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29家持有美国FINRA牌照的券商，在中国证监会备案

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