这是好事啊！_老虎社区_美港股上老虎 - 老虎社区

这是好事啊！

同花顺：子公司收到行政监管措施决定书

免责声明：上述内容仅代表发帖人个人观点，不构成本平台的任何投资建议。

精彩评论

我们需要你的真知灼见来填补这片空白

发表看法

{"i18n":{"language":"zh_CN"},"detailType":1,"isChannel":false,"data":{"magic":2,"id":696259862,"tweetId":"696259862","gmtCreate":1640708437522,"gmtModify":1640708437522,"author":{"id":4093999563023730,"idStr":"4093999563023730","authorId":4093999563023730,"authorIdStr":"4093999563023730","name":"福尼索","avatar":"https://static.tigerbbs.com/1b9a9989280c778426b1723d871444fc","vip":1,"userType":1,"introduction":"","boolIsFan":false,"boolIsHead":false,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[],"fanSize":0,"starInvestorFlag":false},"themes":[],"images":[],"coverImages":[],"extraTitle":"","html":"<html><head></head><body><p>这是好事啊！</p></body></html>","htmlText":"<html><head></head><body><p>这是好事啊！</p></body></html>","text":"这是好事啊！","highlighted":1,"essential":1,"paper":1,"likeSize":0,"commentSize":0,"repostSize":0,"favoriteSize":0,"link":"https://laohu8.com/post/696259862","repostId":1105868086,"repostType":4,"repost":{"id":"1105868086","pubTimestamp":1640695789,"share":"https://www.laohu8.com/m/news/1105868086?lang=&edition=full","pubTime":"2021-12-28 20:49","market":"sh","language":"zh","title":"同花顺：子公司收到行政监管措施决定书","url":"https://stock-news.laohu8.com/highlight/detail?id=1105868086","media":"华尔街见闻","summary":"浙江同花顺云软件有限公司收到中国证券监督管理委员会浙江监管局《行政监管措施决定书》。经浙江监管局核查，云软件公司存在如下违规行为：\n一是开发并销售的荐股软件由未登记为证券投资顾问的人员主导；\n二是部分","content":"<p>浙江<a href=\"https://laohu8.com/S/300033\">同花顺</a>云软件有限公司收到中国证券监督管理委员会浙江监管局《行政监管措施决定书》。经浙江监管局核查，云软件公司存在如下违规行为：</p>\n<p>一是开发并销售的荐股软件由未登记为证券投资顾问的人员主导；</p>\n<p>二是部分营销、服务人员存在夸大、虚假宣传以及变相承诺收益，部分提供投资建议人员未登记为证券投资顾问，个别营销人员私下收取客户费用；</p>\n<p>三是在业务推广环节，在未对客户进行风险评测的情况下，即向客户推荐具体软件，存在投资者适当性管理的漏洞；</p>\n<p>四是未按时向浙江监管局报告公司负责人变更事项；</p>\n<p>五是“同顺号”是提供投资咨询服务的公众平台，云软件公司作为运营主体对“同顺号”中涉及投资咨询服务未尽到合规管理责任。</p>","source":"highlight_wallstreetcn","collect":0,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>同花顺：子公司收到行政监管措施决定书</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\n同花顺：子公司收到行政监管措施决定书\n</h2>\n\n<h4 class=\"meta\">\n\n\n2021-12-28 20:49 北京时间&nbsp;&nbsp;&nbsp;<a href=https://wallstreetcn.com/livenews/2103003><strong>华尔街见闻</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>浙江同花顺云软件有限公司收到中国证券监督管理委员会浙江监管局《行政监管措施决定书》。经浙江监管局核查，云软件公司存在如下违规行为：\n一是开发并销售的荐股软件由未登记为证券投资顾问的人员主导；\n二是部分营销、服务人员存在夸大、虚假宣传以及变相承诺收益，部分提供投资建议人员未登记为证券投资顾问，个别营销人员私下收取客户费用；\n三是在业务推广环节，在未对客户进行风险评测的情况下，即向客户推荐具体软件，...</p>\n\n<a href=\"https://wallstreetcn.com/livenews/2103003\">Web Link</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","type":0,"thumbnail":"https://static.tigerbbs.com/3b002cfecd6499e706d64fe258cc698d","relate_stocks":{},"source_url":"https://wallstreetcn.com/livenews/2103003","is_english":false,"share_image_url":"https://static.laohu8.com/cc96873d3d23ee6ac10685520df9c100","article_id":"1105868086","content_text":"浙江同花顺云软件有限公司收到中国证券监督管理委员会浙江监管局《行政监管措施决定书》。经浙江监管局核查，云软件公司存在如下违规行为：\n一是开发并销售的荐股软件由未登记为证券投资顾问的人员主导；\n二是部分营销、服务人员存在夸大、虚假宣传以及变相承诺收益，部分提供投资建议人员未登记为证券投资顾问，个别营销人员私下收取客户费用；\n三是在业务推广环节，在未对客户进行风险评测的情况下，即向客户推荐具体软件，存在投资者适当性管理的漏洞；\n四是未按时向浙江监管局报告公司负责人变更事项；\n五是“同顺号”是提供投资咨询服务的公众平台，云软件公司作为运营主体对“同顺号”中涉及投资咨询服务未尽到合规管理责任。","news_type":1},"isVote":1,"tweetType":1,"viewCount":1816,"commentLimit":10,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"symbols":[],"verified":2,"subType":0,"readableState":1,"langContent":"CN","currentLanguage":"CN","warmUpFlag":false,"orderFlag":false,"shareable":true,"causeOfNotShareable":"","featuresForAnalytics":[],"commentAndTweetFlag":false,"andRepostAutoSelectedFlag":false,"upFlag":false,"length":11,"xxTargetLangEnum":"ZH_CN"},"commentList":[],"isCommentEnd":true,"isTiger":false,"isWeiXinMini":false,"url":"/m/post/696259862"}