600030 XD中信证
已收盘 12-20 15:00:00
资讯
新帖
简况
上海汇舸环保科技集团股份有限公司通过港交所上市聆讯，联席保荐人为中信证券、中国银河国际。
美港电讯 · 12-22 19:39
上海汇舸环保科技集团股份有限公司通过港交所上市聆讯，联席保荐人为中信证券、中国银河国际。
中信证券：保险股有望继续演绎贝塔行情，建议均衡配置主要保险股
美港电讯 · 12-22 15:21
中信证券：保险股有望继续演绎贝塔行情，建议均衡配置主要保险股
中信证券：预计活跃资金主导的主题轮动和机构资金红利增配的意愿将推动跨年行情
东方财富网 · 12-22 14:56
中信证券：预计活跃资金主导的主题轮动和机构资金红利增配的意愿将推动跨年行情
中信证券：预计活跃资金主导的主题轮动和机构资金红利增配的意愿将推动跨年行情
美港电讯 · 12-22 14:53
中信证券：预计活跃资金主导的主题轮动和机构资金红利增配的意愿将推动跨年行情
中信证券策略聚焦｜“主题+红利”推动跨年行情
市场资讯 · 12-22 14:43
中信证券策略聚焦｜“主题+红利”推动跨年行情
中信证券收警示函 经纪业务管理存在不足等
中国经济网 · 12-22 14:06
中信证券收警示函 经纪业务管理存在不足等
中国黄金再遭减持！中信证券拟减持不超1678万股，2年合计套现超10亿
时代周报-时代在线 · 12-21 20:30
中国黄金再遭减持！中信证券拟减持不超1678万股，2年合计套现超10亿
券商密集收罚单！中信证券被点名，招商、瑞信等这几家也被罚
新京报 · 12-21 17:16
券商密集收罚单！中信证券被点名，招商、瑞信等这几家也被罚
中钢矿院终止上交所IPO 原拟募5.54亿中信证券保荐
中国经济网 · 12-21 15:41
中钢矿院终止上交所IPO 原拟募5.54亿中信证券保荐
中信证券，突发！
中国经济网 · 12-21 08:03
中信证券，突发！
突发！中信证券被采取行政监管措施！
投行圈子 · 12-21 00:05
突发！中信证券被采取行政监管措施！
中信证券又被通报！
市场资讯 · 12-21 00:02
中信证券又被通报！
因展业过程中多项业务管理存在不足，中信证券被监管警示
北京商报 · 12-20 23:35
因展业过程中多项业务管理存在不足，中信证券被监管警示
因经纪、场外衍生品业务管理存在不足，中信证券年内再被点名
澎湃新闻 · 12-20 22:38
因经纪、场外衍生品业务管理存在不足，中信证券年内再被点名
深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定
东方财富 · 12-20 22:29
深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定
两大业务管理存不足！中信证券收警示函
腾讯自选股 · 12-20 20:45
两大业务管理存不足！中信证券收警示函
中信证券因管理不足被出具警示函
观点地产网 · 12-20 19:59
中信证券因管理不足被出具警示函
经纪业务、场外衍生品业务管理存在不足 中信证券被深圳证监局出具警示函
中国证监会网站 · 12-20 19:52
经纪业务、场外衍生品业务管理存在不足 中信证券被深圳证监局出具警示函
深圳证监局：对中信证券股份有限公司采取出具警示函措施
美港电讯 · 12-20 19:49
深圳证监局：对中信证券股份有限公司采取出具警示函措施
深圳证监局：对中信证券股份有限公司采取出具警示函措施。
金十财经 · 12-20 19:47
深圳证监局：对中信证券股份有限公司采取出具警示函措施。
公司概况
公司名称：
中信证券股份有限公司
所属行业：
资本市场服务
上市日期：
2003-01-06
主营业务：
中信证券股份有限公司是一家主要从事投资银行、财富管理、资产管理、金融市场等相关金融服务。
发行价格：
4.50
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20:30","pubTimestamp":1734784200,"startTime":"0","endTime":"0","summary":"12月19日，中国黄金公告称，股东中信证券投资有限公司计划通过集中竞价方式减持不超过1678.11万股，占公司总股本的1.00%。12月20日，中国黄金报收8.81元/股，总市值为148.0亿元。中信证券投资在首发前曾承诺，中国黄金上市后12个月内不减持其所持有的中国黄金股份。而2月7日晚间，中国黄金就发公告称，中信证券投资拟减持公司不超过1%的股份。经过多轮减持，中信证券投资合计套现10.91亿元。截至今年上半年末，宿迁涵邦为中国黄金的第5大股东。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineafrrp4640182.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"shareholding","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1064130708.USD","600030","LU1997245177.USD","BK0012","600916","06030","BK0276","LU0405327494.USD","BK0183","LU2148510915.USD","LU1328615791.USD","BK0196","LU1997244956.HKD","BK0188","LU1794554557.SGD","BK1147","BK0209","BK1521","BK1564","LU1064131003.USD","LU0405327148.USD","LU2495084118.USD","LU1720050803.USD","BK0028","LU1997245094.SGD","BK1516","LU2289578879.USD"],"gpt_icon":0},{"id":"2493235969","title":"券商密集收罚单！中信证券被点名，招商、瑞信等这几家也被罚","url":"https://stock-news.laohu8.com/highlight/detail?id=2493235969","media":"新京报","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493235969?lang=zh_cn&edition=full","pubTime":"2024-12-21 17:16","pubTimestamp":1734772560,"startTime":"0","endTime":"0","summary":"12月20日，深圳证监局一口气公布三张罚单，中信证券、招商证券、华鑫证券三家券商因经纪业务违规展业被点名。同日，兴业证券两家分公司、瑞信证券、华金证券、民生证券等多家券商及分公司也被罚。券商“一哥”收罚单，近半年中信证券数次被点名12月20日，深圳证监局公布多条罚单，其中，券商“一哥”中信证券被出具警示函。券商密集收罚单，招商、兴业、瑞信、民生等被罚临近年底，有关券商的罚单被密集披露。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineafmir4738302.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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原拟募5.54亿中信证券保荐","url":"https://stock-news.laohu8.com/highlight/detail?id=2493528023","media":"中国经济网","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493528023?lang=zh_cn&edition=full","pubTime":"2024-12-21 15:41","pubTimestamp":1734766860,"startTime":"0","endTime":"0","summary":"日前，中钢矿院和保荐人中信证券股份有限公司分别向上交所提交了《中钢集团马鞍山矿山研究总院股份有限公司关于撤回首次公开发行股票并在科创板上市申请文件的申请》和《中信证券股份有限公司关于撤回中钢集团马鞍山矿山研究总院股份有限公司首次公开发行股票并在科创板上市申请文件的申请》，申请撤回申请文件。 中钢矿院原拟在上交所主板公开发行股票数量不超过101,372,242股。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/roll/2024-12-21/doc-ineafezt4856094.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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08:03","pubTimestamp":1734739380,"startTime":"0","endTime":"0","summary":"深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定，并指出中信证券在业务开展过程中，经纪业务管理存在不足，场外衍生品业务管理存在不足。11月27日，江苏证监局发布了关于对中信证券江苏分公司采取出具警示函行政监管措施的决定。彼时的警示函提及，中信证券徐州建国西路证券营业部员工管理不到位，未能采取有效措施防范员工私下接受客户委托买卖证券，并且在知悉相关可能影响客户权益的重大事件后没有及时报告。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineaeqcx8388506.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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00:05","pubTimestamp":1734710700,"startTime":"0","endTime":"0","summary":"根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，我局决定对你公司采取出具警示函的行政监管措施。如果对本监管措施不服，可以在收到本决定书之日起60日内向中国证券监督管理委员会提出行政复议申请，也可以在收到本决定书之日起6个月内向有管辖权的人民法院提起诉讼。复议与诉讼期间，上述监管措施不停止执行。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/money/fund/jjzl/2024-12-21/doc-ineaecqc8613412.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU2289578879.USD","LU1064131003.USD","BK0276","BK0188","600030","LU1064130708.USD","BK1564","BK1521","06030","LU1328615791.USD","LU1720050803.USD","LU2495084118.USD","LU1997244956.HKD","LU1997245177.USD","BK0012","LU2148510915.USD","BK0196","LU0405327494.USD","BK0028","LU1997245094.SGD","LU1794554557.SGD","BK1147","LU0405327148.USD","BK0183","BK1516"],"gpt_icon":0},{"id":"2493424007","title":"中信证券又被通报！","url":"https://stock-news.laohu8.com/highlight/detail?id=2493424007","media":"市场资讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493424007?lang=zh_cn&edition=full","pubTime":"2024-12-21 00:02","pubTimestamp":1734710520,"startTime":"0","endTime":"0","summary":"炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！深圳证监局12月20日通报：中信证券一是经纪业务管理存在不足。二是场外衍生品业务管理存在不足。被采取出具警示函的行政监管措施。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/roll/2024-12-21/doc-ineacxhf8732513.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1328615791.USD","LU2148510915.USD","BK0012","LU1720050803.USD","LU2495084118.USD","BK1521","BK0183","LU1064131003.USD","BK0196","LU1794554557.SGD","BK0276","BK1564","BK0028","LU1997245177.USD","LU0405327148.USD","LU1997245094.SGD","LU0405327494.USD","LU1064130708.USD","600030","BK1516","06030","BK0188","LU2289578879.USD","LU1997244956.HKD","BK1147"],"gpt_icon":0},{"id":"2493421327","title":"因展业过程中多项业务管理存在不足，中信证券被监管警示","url":"https://stock-news.laohu8.com/highlight/detail?id=2493421327","media":"北京商报","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493421327?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:35","pubTimestamp":1734708900,"startTime":"0","endTime":"0","summary":"北京商报讯 12月20日，深圳证监局发文称，经查，发现中信证券在开展业务过程中，存在经纪业务管理存在不足。同时，深圳证监局还指出，中信证券场外衍生品业务管理存在不足。针对上述违规行为，按照有关规定，深圳证监局决定对中信证采取出具警示函的行政监管措施。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacxhi5499635.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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22:38","pubTimestamp":1734705480,"startTime":"0","endTime":"0","summary":"12月20日，深圳证监局发布公告称，因经纪业务、场外衍生品业务管理存在不足，决定对中信证券采取出具警示函的行政监管措施。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，深圳证监局决定对中信证券采取出具警示函的行政监管措施。4月12日，中信证券发布公告称，公司及全资孙公司中信中证资本于2024年4月12日分别收到中国证监会立案告知书。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacsym5612479.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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22:29","pubTimestamp":1734704940,"startTime":"0","endTime":"0","summary":"深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定，并指出中信证券在业务开展过程中，经纪业务管理存在不足，场外衍生品业务管理存在不足。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，决定对中信证券采取出具警示函的行政监管措施。11月27日，江苏证监局发布了关于对中信证券江苏分公司采取出具警示函行政监管措施的决定。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-12-20/doc-ineacsym5609851.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1328615791.USD","BK0276","LU1720050803.USD","06030","BK0188","LU1794554557.SGD","BK1564","BK0196","LU1064131003.USD","600030","BK1147","BK1521","LU0405327494.USD","LU1064130708.USD","BK0183","LU1997245177.USD","BK0028","LU0405327148.USD","LU1997245094.SGD","LU2148510915.USD","BK1516","BK0012","LU1997244956.HKD","LU2289578879.USD","LU2495084118.USD"],"gpt_icon":0},{"id":"2493042820","title":"两大业务管理存不足！中信证券收警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2493042820","media":"腾讯自选股","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493042820?lang=zh_cn&edition=full","pubTime":"2024-12-20 20:45","pubTimestamp":1734698700,"startTime":"0","endTime":"0","summary":"12月20日，深圳证监局披露了关于对中信证券股份有限公司采取出具警示函措施的决定。深圳证监局指出，经查，中信证券在业务开展过程中，存在以下问题：一是经纪业务管理存在不足。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，决定对中信证券采取出具警示函的行政监管措施。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/hk/2024-12-20/doc-ineacsyi8834843.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1794554557.SGD","LU2495084118.USD","LU1328615791.USD","BK0276","BK0028","600030","BK1564","06030","BK1521","LU1997245094.SGD","LU0405327494.USD","LU1064131003.USD","BK0012","BK0183","BK0188","BK1516","BK0196","LU1997244956.HKD","LU0405327148.USD","LU1720050803.USD","LU1997245177.USD","LU1064130708.USD","LU2289578879.USD","LU2148510915.USD","BK1147"],"gpt_icon":0},{"id":"2492410401","title":"中信证券因管理不足被出具警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2492410401","media":"观点地产网","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492410401?lang=zh_cn&edition=full","pubTime":"2024-12-20 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