中泰化学债券承销违规，申万宏源、五矿证券双双被罚

新京报12-24 22:18

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！转自：贝壳财经新京报贝壳财经讯（记者胡萌）12月24日，新疆证监局连发两条公告对申万宏源证券、五矿证券采取出具警示函监督管理措施。经查，申万宏源证券作为中泰化学“23新化01”公司债券的主承销商，五矿证券作为中泰化学“23新化K1”公司债券的主承销商，对发行人非经营性往来占款、贸易业务收入、前次募集资金使用情况核查不到位，...

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