日本证券业协会对野村控股(NMR)处以3000万日元罚款

金吾财讯12-18

金吾财讯 | 今日，日本证券业协会对野村控股(NMR)处以3000万日元的罚款。此前，改公司因2021年3月违法交易日本国债期货已被日本金融监管机构处以2176万日元罚款。该公司表示，将通过全面落实此前公布的各项措施，进一步强化合规框架和内部控制，以防未来发生类似事件，并重新赢回信任。　　

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