销售私募产品存误导性表述恒泰证券一员工被出具警示函

中国能源网2024-12-07

12月4日，内蒙古证监局披露了一则《关于对刘卫萍采取出具警示函行政监管措施的决定》的公告，公告显示，当事人刘卫萍系恒泰证券员工。12月4日，内蒙古证监局披露了一则《关于对刘卫萍采取出具警示函行政监管措施的决定》的公告。公告显示，当事人刘卫萍系恒泰证券员工。内蒙古证监局调查发现，该员工在恒泰证券鄂尔多斯薛家湾准格尔路证券营业部从业期间，在销售私募产品过程中存在误导性表述、不当协助客户提供个人收入证明...

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销售私募产品存误导性表述 恒泰证券一员工被出具警示函

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销售私募产品存误导性表述恒泰证券一员工被出具警示函