申万宏源被罚349万两名高管被罚总经理张剑怎么看？

运营商财经网11-19

运营商财经网实习生赵鑫雨/文日前，中国人民银行上海总部官网显示，申万宏源被罚349万，另有两名高管被罚，引发关注。具体是怎么回事？运营商财经网试图探究。11月1日，中国人民银行上海分行发布的行政处罚信息公示表显示，申万宏源证券存在未按规定履行客户身份识别义务、未按规定报送大额交易和可疑交易报告、与不明身份的客户进行交易三项违法行为，被处以罚款349万元。此外，其时任财务总监的陈秀清，对未按规定...

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Two senior executives were fined. 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﻿申万宏源被罚349万 两名高管被罚 总经理张剑怎么看？

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申万宏源被罚349万两名高管被罚总经理张剑怎么看？