同花顺子公司收到行政监管措施决定书责令整改期限3个月

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专题：网传同花顺非法荐股被调查？回应：是历史旧案　　同花顺公告，子公司云软件公司收到中国证券监督管理委员会浙江监管局《行政监管措施决定书》。云软件公司存在营销人员运用部分客户成功案例、展示客户称赞截图、个股过往业绩等进行展示宣传且缺乏风险提示的情形；部分营销、服务人员存在夸大、误导性宣传以及变相承诺收益的情形；部分提供投资建议人员存在未登记为证券投资顾问的情形；直播业务推广过程中合规管控不到位且...

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同花顺子公司收到行政监管措施决定书 责令整改期限3个月

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同花顺子公司收到行政监管措施决定书责令整改期限3个月