香港证监会向金利丰证券有限公司发出限制通知书以冻结与涉嫌企业失当行为有关的客户帐户

智通财经09-06

智通财经APP获悉，香港证监会向金利丰证券有限公司(金利丰)发出限制通知书，禁止其处理或处置某客户帐户内所持有的若干资产。该帐户属于一名上市法团的董事会成员，而该人涉嫌干犯失当行为和违反其作为董事的职责。金利丰并非香港证监会本次的调查对象，其亦已配合香港证监会的调查。有关限制通知书对金利丰或该行的其他客户并没有影响。有关限制通知书禁止金利丰在未取得香港证监会的事先书面同意的情况下，处置或处理，辅助...

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香港证监会向金利丰证券有限公司发出限制通知书 以冻结与涉嫌企业失当行为有关的客户帐户

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香港证监会向金利丰证券有限公司发出限制通知书以冻结与涉嫌企业失当行为有关的客户帐户