向未签协议客户发送个股预测或建议东方证券营业部员工收警示函

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7月18日消息，公开信息显示，江西证监局对东方证券南昌绿茵路证券营业部投资顾问涂雅静出具警示函。　　具体来看，涂雅静在东方证券南昌绿茵路证券营业部担任投资顾问期间，向未签订证券投资顾问协议的客户发送个股预测或建议的相关信息，未向客户提示潜在风险。　　根据相关规定，江西证监局决定对其采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。海量资讯、精准解读，尽在新浪财经APP ...

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向未签协议客户发送个股预测或建议 东方证券营业部员工收警示函

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向未签协议客户发送个股预测或建议东方证券营业部员工收警示函