提供服务未能勤勉尽责南京证券一营业部被出具警示函

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炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！　　7月17日，宁波证监局披露了一则《关于对南京证券股份有限公司宁波锦寓路证券营业部采取出具警示函措施的决定》的公告。　　公告显示，宁波证监局调查发现，南京证券宁波锦寓路证券营业部存在多项违规行为。　　具体来看，该营业部在为客户提供服务时未能勤勉尽责、审慎履职，未全面了解客户情况，未有效核实客户的财产与收入状况、风险...

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提供服务未能勤勉尽责 南京证券一营业部被出具警示函

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提供服务未能勤勉尽责南京证券一营业部被出具警示函