因违反监管规定瑞典对纳斯达克(NDAQ.US)处以960万美元罚款

智通财经网06-19

智通财经APP获悉，瑞典金融监管机构周三在一份声明中表示，由于纳斯达克(NDAQ.US)近年来多次不遵守交易所规则，该机构已对其处以1亿瑞典克朗(959万美元)的罚款。该机构表示，“调查显示，在四起公司事件中，纳斯达克斯德哥尔摩(Nasdaq Stockholm)进行交易监控的方式存在缺陷，而交易监控本应防止、识别和报告内幕交易。”“调查还显示，纳斯达克斯德哥尔摩曾两次启动违反监管框架的金融工具...

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因违反监管规定 瑞典对纳斯达克(NDAQ.US)处以960万美元罚款

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因违反监管规定瑞典对纳斯达克(NDAQ.US)处以960万美元罚款