上海浪莎资产管理公司玩忽职守未有效管理基金业务，遭证监会警示函

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内容：2024年5月31日，中国证券监督管理委员会上海监管局发布公告，对上海浪莎资产管理(以下简称“浪莎资产”)进行出具警示函的监督管理措施。据公告内容显示，浪莎资产在开展私募基金业务中，存在严重的玩忽职守情况，未按照相关规定履行职责，确保基金宣传募集、投资运作等环节的有效管理和控制，此行为已经违反《私募投资基金监督管理暂行办法》的相关规定。监管局要求浪莎资产应加强相关法律法规的学习，强化人员合规...

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