又是保荐业务违规，海通证券、中信建投、中泰证券收到监管函

银柿财经04-30

4月30日，广东证监局连发四份监管函。其中，海通证券（600837.SH）、中信建投（601066.SH）、中泰证券（600918.SH）3家券商均因在格力地产（600185.SH）债券发行承销保荐业务中未尽责而被处罚。中泰证券作为格力地产股份有限公司（简称“格力地产”）债券“18格地01”“18格地02”“18格地03”“19格地01”的主承销商和受托管理人，因存在对存货不存在跌价情况的分析核查...

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