中信证券(06030.HK)海通证券(06837.HK)收到中证监行政处罚通知

阿斯达克财经04-21

中信证券(06030.HK) 公布，收到中国证监会会《行政处罚事先告知书》，对违反限制性规定转让股票的违法行为，责令改正，给予警告，没收违法所得7,753万人民币；及对违反限制性规定转让股票的共同违法行为处以罚款1.55亿人民币，其中，中信中证资本管理承担30%、中信证券承担15%，海通证券(06837.HK) 承担4.5%。(de/d)(港股报价延迟最少十五分钟。沽空资料截至 2024-04-...

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