打击“假外资”！证监会拟修改互联互通有关规定

华尔街见闻2021-12-17

12月17日消息，中国证监会发布《关于《内地与香港股票市场交易互联互通机制若干规定》的修订说明》。沪深港通机制开通以来整体运行平稳，在扩大资本市场双向开放，引入境外长期资金，增加内地居民境外投资渠道方面发挥了积极作用。为进一步完善沪深港通机制，我会修订《内地与香港股票市场交易互联互通机制若干规定》（证监会令第128号，以下简称《规定》）。现将有关修订情况说明如下：一、修订背景近年来，有部分...

网页链接

免责声明：本文观点仅代表作者个人观点，不构成本平台的投资建议，本平台不对文章信息准确性、完整性和及时性做出任何保证，亦不对因使用或信赖文章信息引发的任何损失承担责任。

精彩评论

Mini米勒
2021-12-17
Mini米勒
这个不买A股无所谓，谁会用老虎买A股啊，但是买卖港美受不受影响啊？
- 取两个响亮的名字吧:
  100块买过1手手续费35，卖45差共计79块几。300块买一手手续费35，卖的时候63共计98。
- 满仓加融:
  算北上资金？内地手续费万一老虎怕十倍哦……
- Mini米勒:
  兄弟，那为啥不直接用国内券商买呢？有什么优势么？我以为这类群体比较少。不好意思
- 取两个响亮的名字吧:
  我就用老虎买过多次A股，正常啊。
- Mini米勒:
  用老虎买卖港美，不知道是否会受影响！
顺势431
2021-12-17
顺势431
这是为啥
- JerryGe:
  我想知道政策下来的话，老虎会不会强制斩仓我们美港股
- 道无为而治:
  让买港股

发表看法

{"i18n":{"language":"zh_CN"},"isChannel":false,"data":{"share":"https://www.laohu8.com/m/news/1155117120?lang=zh_CN&edition=full","thumbnail":"https://static.tigerbbs.com/e47235940cac4ace00aaf85be84ee412","is_english":false,"pubTime":"2021-12-17 18:30","share_image_url":"https://static.laohu8.com/cc96873d3d23ee6ac10685520df9c100","id":"1155117120","market":"hk","top_or_hot":-1,"title":"打击“假外资”！证监会拟修改互联互通有关规定","media":"华尔街见闻","content":"<div>\n<p>12月17日消息，中国证监会发布《关于《内地与香港股票市场交易互联互通机制若干规定》的修订说明》。\n沪深港通机制开通以来整体运行平稳，在扩大资本市场双向开放，引入境外长期资金，增加内地居民境外投资渠道方面发挥了积极作用。为进一步完善沪深港通机制，我会修订《内地与香港股票市场交易互联互通机制若干规定》（证监会令第128号，以下简称《规定》）。现将有关修订情况说明如下：\n一、修订背景\n近年来，有部分...</p>\n\n<a href=\"https://wallstreetcn.com/articles/3647581\">网页链接</a>\n\n</div>\n","source":"highlight_wallstreetcn","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>打击“假外资”！证监会拟修改互联互通有关规定</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\n打击“假外资”！证监会拟修改互联互通有关规定\n</h2>\n\n<h4 class=\"meta\">\n\n\n2021-12-17 18:30 北京时间&nbsp;&nbsp;&nbsp;<a href=https://wallstreetcn.com/articles/3647581><strong>华尔街见闻</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>12月17日消息，中国证监会发布《关于《内地与香港股票市场交易互联互通机制若干规定》的修订说明》。\n沪深港通机制开通以来整体运行平稳，在扩大资本市场双向开放，引入境外长期资金，增加内地居民境外投资渠道方面发挥了积极作用。为进一步完善沪深港通机制，我会修订《内地与香港股票市场交易互联互通机制若干规定》（证监会令第128号，以下简称《规定》）。现将有关修订情况说明如下：\n一、修订背景\n近年来，有部分...</p>\n\n<a href=\"https://wallstreetcn.com/articles/3647581\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"HSI","symbol_name":"恒生指数","start_time":0,"source_url":"https://wallstreetcn.com/articles/3647581","article_id":"1155117120","we_media_id":null,"thumbnails":["https://static.tigerbbs.com/e47235940cac4ace00aaf85be84ee412"],"rights":{"source":"highlight_wallstreetcn","url":"https://wallstreetcn.com/articles/3647581","rn_cache_url":null,"directOrigin":true},"url":"https://stock-news.laohu8.com/highlight/detail?id=1155117120","pubTimestamp":1639737013,"sourceInfo":{"source_id":"highlight_wallstreetcn","name":"华尔街见闻"},"weMediaInfo":null,"summary":"自规则实施之日起，香港经纪商不得再为内地投资者新开通沪深股通交易权限。","collect":0,"end_time":0,"defaultTopTitle":"wallstreetcn.com","property":[],"viewcount":null,"language":"zh","relate_stocks":{"HSI":"恒生指数"},"translate_title":"Combat \"fake foreign investment\"! The CSRC plans to amend the relevant regulations on interconnection","themeId":null,"isJumpTheme":false,"ttsUrl":"https://static.tigerbbs.com/2c2c38147ca8e1ca815510985be6812d","symbols_score_info":{"HSI":0.9},"content_text":"12月17日消息，中国证监会发布《关于《内地与香港股票市场交易互联互通机制若干规定》的修订说明》。\n沪深港通机制开通以来整体运行平稳，在扩大资本市场双向开放，引入境外长期资金，增加内地居民境外投资渠道方面发挥了积极作用。为进一步完善沪深港通机制，我会修订《内地与香港股票市场交易互联互通机制若干规定》（证监会令第128号，以下简称《规定》）。现将有关修订情况说明如下：\n一、修订背景\n近年来，有部分内地投资者在香港开立证券账户及北向交易权限，通过沪深股通交易A股。目前此类交易总体规模不大，交易金额在北向交易中的占比保持在1%左右。投资者数量约有170万名，但大部分无实际交易，近三年有北向交易的内地投资者约有3.9万名。此类证券活动与沪深股通引入外资的初衷不符，且这些投资者中98%以上已开立内地证券账户可直接参与A股交易，两种途径交易有发生跨境违规活动的风险，也给市场造成了北向交易中有不少所谓“假外资”的印象，不利于沪深港通的平稳运行和长远发展。\n为统筹金融开放和安全，依法加强对跨境证券活动的监管，保护内地投资者合法权益，稳定市场预期，维护沪深港2通平稳运行，我会决定修订《规定》，规范内地投资者返程交易行为，对所谓“假外资”从严监管。\n二、修订内容\n本次将《规定》第十三条第一款修订为，“投资者依法享有通过内地与香港股票市场交易互联互通机制买入的股票的权益。沪深股通投资者不包括内地投资者。”沪深交易所同步修订的沪深港通业务实施办法对内地投资者具体范围等做进一步明确，内地投资者包括“持有中国内地身份证明文件的中国公民和在中国内地注册的法人及非法人组织，不包括取得境外永久居留身份证明文件的中国公民。”\n为顺利推进规范工作，保护存量投资者的合法权益，我们做了过渡期安排。自规则实施之日起，香港经纪商不得再为内地投资者新开通沪深股通交易权限。政策实施之日起1年为过渡期，过渡期内，存量内地投资者可继续通过沪深股通买卖A股。过渡期结束后，存量投资者不得再通过沪深股通主动买入A股，所持A股可继续卖出；无持股内地投资者的交易权限由香港经纪商及时注销。\n下一步，证监会将坚定不移稳步推进资本市场高水平双向开放，持续完善沪深港通机制，便利境外投资者投资A股市场，深化跨境监管执法协作，切实维护沪深港通和两地市场的平稳运行和健康发展。\n特此说明。","kind":null,"is_publish_news":true,"is_publish_highlight":true,"is_publish_live":null,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"0","news_tag":"","news_rank":0,"symbols":[],"gpt_button":1},"commentList":[{"id":699929157,"gmtCreate":1639737584091,"gmtModify":1639737584091,"author":{"id":"4091688633340110","authorId":"4091688633340110","name":"Mini米勒","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":1,"crmLevelSwitch":0},"htmlText":"这个 不买A股 无所谓，谁会用老虎买A股啊，但是买卖 港美 受不受影响啊？","listText":"这个 不买A股 无所谓，谁会用老虎买A股啊，但是买卖 港美 受不受影响啊？","text":"这个 不买A股 无所谓，谁会用老虎买A股啊，但是买卖 港美 受不受影响啊？","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":5,"commentSize":6,"repostSize":0,"link":"https://laohu8.com/post/699929157","repostId":1155117120,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":7024973,"gmtCreate":1639753524849,"gmtModify":1639753524849,"authorId":3450240311300228,"author":{"id":3450240311300228,"authorId":3450240311300228,"name":"取两个响亮的名字吧","avatar":"https://static.tigerbbs.com/a83e3557e650f3c26f0d866d7776299c","vip":1,"currentWearingBadge":{"badgeId":"228c86a078844d74991fff2b7ab2428d-3","templateUuid":"228c86a078844d74991fff2b7ab2428d","name":"投资合伙人虎","description":"证券账户累计交易金额达到100万美元","bigImgUrl":"https://static.tigerbbs.com/fbeac6bb240db7da8b972e5183d050ba","smallImgUrl":"https://static.tigerbbs.com/436cdf80292b99f0a992e78750ac4e3a","grayImgUrl":"https://static.tigerbbs.com/506a259a7b456f037592c3b23c779599","redirectLinkEnabled":0,"hasAllocated":1,"isWearing":1,"stampPosition":0,"hasStamp":0,"allocationCount":1,"allocatedDate":"2021.12.22","exceedPercentage":"93.15%","individualDisplayEnabled":0,"individualDisplaySort":0,"categoryType":1101},"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929157,"type":1,"supId":7022525,"prevId":0,"content":"100块买过1手手续费35，卖45差共计79块几。300块买一手手续费35，卖的时候63共计98。","text":"100块买过1手手续费35，卖45差共计79块几。300块买一手手续费35，卖的时候63共计98。","html":"100块买过1手手续费35，卖45差共计79块几。300块买一手手续费35，卖的时候63共计98。"},{"id":7022718,"gmtCreate":1639743880060,"gmtModify":1639743880060,"authorId":3550196908969150,"author":{"id":3550196908969150,"authorId":3550196908969150,"name":"满仓加融","avatar":"https://static.tigerbbs.com/c2d237c88b950d96455dd909d77b6f45","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929157,"type":1,"supId":7022525,"prevId":0,"content":"算北上资金？ 内地手续费万一 老虎怕十倍哦……","text":"算北上资金？ 内地手续费万一 老虎怕十倍哦……","html":"算北上资金？ 内地手续费万一 老虎怕十倍哦……"},{"id":7022534,"gmtCreate":1639742943015,"gmtModify":1639742943015,"authorId":4091688633340110,"author":{"id":4091688633340110,"authorId":4091688633340110,"name":"Mini米勒","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929157,"type":1,"supId":7022525,"prevId":0,"content":"兄弟，那为啥 不直接用 国内券商买呢？有什么优势么？我以为这类群体比较少。不好意思","text":"兄弟，那为啥 不直接用 国内券商买呢？有什么优势么？我以为这类群体比较少。不好意思","html":"兄弟，那为啥 不直接用 国内券商买呢？有什么优势么？我以为这类群体比较少。不好意思"},{"id":7022525,"gmtCreate":1639742878577,"gmtModify":1639742878577,"authorId":3450240311300228,"author":{"id":3450240311300228,"authorId":3450240311300228,"name":"取两个响亮的名字吧","avatar":"https://static.tigerbbs.com/a83e3557e650f3c26f0d866d7776299c","vip":1,"currentWearingBadge":{"badgeId":"228c86a078844d74991fff2b7ab2428d-3","templateUuid":"228c86a078844d74991fff2b7ab2428d","name":"投资合伙人虎","description":"证券账户累计交易金额达到100万美元","bigImgUrl":"https://static.tigerbbs.com/fbeac6bb240db7da8b972e5183d050ba","smallImgUrl":"https://static.tigerbbs.com/436cdf80292b99f0a992e78750ac4e3a","grayImgUrl":"https://static.tigerbbs.com/506a259a7b456f037592c3b23c779599","redirectLinkEnabled":0,"hasAllocated":1,"isWearing":1,"stampPosition":0,"hasStamp":0,"allocationCount":1,"allocatedDate":"2021.12.22","exceedPercentage":"93.15%","individualDisplayEnabled":0,"individualDisplaySort":0,"categoryType":1101},"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929157,"type":1,"supId":0,"prevId":0,"content":"<p>我就用老虎买过多次A股，正常啊。</p>","text":"<p>我就用老虎买过多次A股，正常啊。</p>","html":"<p>我就用老虎买过多次A股，正常啊。</p>"},{"id":7022250,"gmtCreate":1639737778508,"gmtModify":1639740770193,"authorId":4091688633340110,"author":{"id":4091688633340110,"authorId":4091688633340110,"name":"Mini米勒","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929157,"type":1,"supId":7022248,"prevId":0,"content":"用老虎 买卖港美，不知道是否会受影响！","text":"用老虎 买卖港美，不知道是否会受影响！","html":"用老虎 买卖港美，不知道是否会受影响！"}],"langContent":"CN"},{"id":699929388,"gmtCreate":1639737577349,"gmtModify":1639737577349,"author":{"id":"3454977764921841","authorId":"3454977764921841","name":"顺势431","avatar":"https://static.tigerbbs.com/c76c17d9538d9e41f4dfda148fe1e4d1","vip":1,"crmLevel":2,"crmLevelSwitch":0},"htmlText":"这是为啥","listText":"这是为啥","text":"这是为啥","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":1,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/699929388","repostId":1155117120,"repostType":2,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":7022776,"gmtCreate":1639744124507,"gmtModify":1639744124507,"authorId":3492736475904854,"author":{"id":3492736475904854,"authorId":3492736475904854,"name":"JerryGe","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929388,"type":1,"supId":0,"prevId":0,"content":"我想知道政策下来的话，老虎会不会强制斩仓我们美港股","text":"我想知道政策下来的话，老虎会不会强制斩仓我们美港股","html":"我想知道政策下来的话，老虎会不会强制斩仓我们美港股"},{"id":7022346,"gmtCreate":1639740583120,"gmtModify":1639740583120,"authorId":4089012172436810,"author":{"id":4089012172436810,"authorId":4089012172436810,"name":"道无为而治","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":699929388,"type":1,"supId":0,"prevId":0,"content":"让买港股","text":"让买港股","html":"让买港股"}],"langContent":"CN"}],"isCommentEnd":false,"newsSizeData":{"likeSize":53,"commentSize":2,"repostSize":0,"favoriteSize":8,"likeStatus":false,"favoriteStatus":false},"APP":{"userAgent":"Mozilla/5.0 AppleWebKit/537.36 (KHTML, like Gecko; compatible; ClaudeBot/1.0; +claudebot@anthropic.com)","isDev":false,"isTTM":false,"deviceId":"web-server-community-laohu8-v3","version":"4.25.1","shortVersion":"4.25.1","platform":"web","vendor":"web","appName":"laohu8","isIOS":false,"isAndroid":false,"isTiger":false,"isTHS":false,"isWeiXin":false,"isWeiXinMini":false,"isWeiBo":false,"isQQ":false,"isBaiduSwan":false,"isBaiduBox":false,"isDingTalk":false,"isToutiao":false,"isOnePlus":false,"isHuaWei":false,"isXiaomi":false,"isXiaomiWebView":false,"isOppo":false,"isVivo":false,"isSamsung":false,"isMobile":false},"href":"/m/news/1155117120"}