SEC Readies New Rules for the Type of Swaps That Sank Archegos

Bloomberg2021-12-10

The U.S. Securities and Exchange Commission plans next week to release its plan for scrutinizing the kinds of complex stock derivatives transactions that fueled the collapse of Bill Hwang’sArchegos ...

网页链接

免责声明：本文观点仅代表作者个人观点，不构成本平台的投资建议，本平台不对文章信息准确性、完整性和及时性做出任何保证，亦不对因使用或信赖文章信息引发的任何损失承担责任。

精彩评论

55f05e17
2021-12-10
55f05e17
Commenting
- Gablcm:
  Commented
- 55f05e17:
  test
bluefun
2021-12-10
bluefun
wow
- bluefun:
  Ok
- 55f05e17:
  comment
Alkid
2021-12-10
Alkid
Whoa
Alkid
2021-12-10
Alkid
Whoa
Impalement
2021-12-10
Impalement
[smile]
rocketship
2021-12-10
rocketship
Like
- Alkid:
  Done
- rocketship:
  like

发表看法

{"i18n":{"language":"zh_CN"},"isChannel":false,"data":{"share":"https://www.laohu8.com/m/news/1154976653?lang=zh_CN&edition=full","thumbnail":"","is_english":true,"pubTime":"2021-12-10 07:27","share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","id":"1154976653","market":"us","top_or_hot":-1,"title":"SEC Readies New Rules for the Type of Swaps That Sank Archegos","media":"Bloomberg","content":"<div>\n<p>The U.S. Securities and Exchange Commission plans next week to release its plan for scrutinizing the kinds of complex stock derivatives transactions that fueled the collapse of Bill Hwang’sArchegos ...</p>\n\n<a href=\"https://www.bloomberg.com/news/articles/2021-12-09/sec-readies-new-rules-for-the-type-of-swaps-that-sank-archegos\">网页链接</a>\n\n</div>\n","source":"lsy1584095487587","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>SEC Readies New Rules for the Type of Swaps That Sank Archegos</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nSEC Readies New Rules for the Type of Swaps That Sank Archegos\n</h2>\n\n<h4 class=\"meta\">\n\n\n2021-12-10 07:27 GMT+8&nbsp;&nbsp;&nbsp;<a href=https://www.bloomberg.com/news/articles/2021-12-09/sec-readies-new-rules-for-the-type-of-swaps-that-sank-archegos><strong>Bloomberg</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>The U.S. Securities and Exchange Commission plans next week to release its plan for scrutinizing the kinds of complex stock derivatives transactions that fueled the collapse of Bill Hwang’sArchegos ...</p>\n\n<a href=\"https://www.bloomberg.com/news/articles/2021-12-09/sec-readies-new-rules-for-the-type-of-swaps-that-sank-archegos\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":".IXIC","symbol_name":"NASDAQ Composite","start_time":0,"source_url":"https://www.bloomberg.com/news/articles/2021-12-09/sec-readies-new-rules-for-the-type-of-swaps-that-sank-archegos","article_id":"1154976653","we_media_id":null,"thumbnails":[],"rights":null,"url":"https://stock-news.laohu8.com/highlight/detail?id=1154976653","pubTimestamp":1639092466,"sourceInfo":{"source_id":"lsy1584095487587","name":"Bloomberg"},"weMediaInfo":null,"summary":"The U.S. Securities and Exchange Commission plans next week to release its plan for scrutinizing the","collect":0,"end_time":0,"defaultTopTitle":"bloomberg.com","property":[],"viewcount":null,"language":"en","relate_stocks":{".IXIC":"NASDAQ Composite",".DJI":"道琼斯",".SPX":"S&P 500 Index"},"translate_title":"证交会准备为让阿奇戈斯沉没的掉期交易制定新规则","themeId":null,"isJumpTheme":false,"ttsUrl":null,"symbols_score_info":{".DJI":0.9,".IXIC":0.9,".SPX":0.9},"content_text":"The U.S. Securities and Exchange Commission plans next week to release its plan for scrutinizing the kinds of complex stock derivatives transactions that fueled the collapse of Bill Hwang’sArchegos Capital Management\nThe SEC will propose new rules that mark the agency’s biggest policy response yet to the Archegos debacle that blindsided the regulator earlier this year. The blow-up exposed the lack of visibility the Wall Street regulator has into security-based swaps transactions despite being required by Congress in 2010 to oversee the asset class.\nSEC Chairman Gary Gensler, who cracked down on the derivatives while leading the Commodity Futures Trading Commission after the financial crisis, has vowed to increase oversight since taking over in April. The agency has been weighing rules to make hedge funds, family offices and other money managers disclose big derivative bets on stocks in quarterly SEC filings, and is looking to publish aggregate data on the securities that underlie investment firms’ swap positions, Gensler said in September.\nAccording to a notice on theSEC’s website\n\nRe-proposing a rule to prohibit fraud and manipulation tied to security-based swaps\nNew rules focused on the conduct of chief compliance officers for security-based swaps dealers and major traders\nRequiring reporting of large security based swaps positions\n\nIf the agency’s five commissioners including Gensler vote next week to propose the new equity swaps regulations, the public would have a chance to provide feedback that the SEC would need to take into account before finalizing the plan.\nIn addition to the new derivatives rules, the agency is also planning to consider a slate of rules focused on money markets, stock buyback disclosures and insider trading.","kind":null,"is_publish_news":true,"is_publish_highlight":true,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"0","news_tag":"","news_rank":0,"symbols":[],"gpt_button":1},"commentList":[{"id":605070575,"gmtCreate":1639097120696,"gmtModify":1639097120915,"author":{"id":"3561606993964516","authorId":"3561606993964516","name":"55f05e17","avatar":"https://community-static.tradeup.com/news/default-avatar.jpg","vip":1,"crmLevel":2,"crmLevelSwitch":0,"authorIdStr":"3561606993964516","idStr":"3561606993964516"},"htmlText":"Commenting","listText":"Commenting","text":"Commenting","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":3,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/605070575","repostId":1154976653,"repostType":2,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":6921741,"gmtCreate":1639101800085,"gmtModify":1639101800176,"authorId":3575234021908444,"author":{"id":3575234021908444,"idStr":"3575234021908444","authorId":3575234021908444,"name":"Gablcm","avatar":"https://static.tigerbbs.com/c74534439efb63d24fa3da74d69426cb","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":605070575,"type":1,"supId":0,"prevId":0,"content":"Commented ","text":"Commented ","html":"Commented "},{"id":6920430,"gmtCreate":1639097171929,"gmtModify":1639097171955,"authorId":3561606993964516,"author":{"id":3561606993964516,"idStr":"3561606993964516","authorId":3561606993964516,"name":"55f05e17","avatar":"https://community-static.tradeup.com/news/default-avatar.jpg","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":605070575,"type":1,"supId":0,"prevId":0,"content":"<u>test</u>","text":"<u>test</u>","html":"<u>test</u>"}],"langContent":"CN"},{"id":605029503,"gmtCreate":1639094898983,"gmtModify":1639094898983,"author":{"id":"3560825566709184","authorId":"3560825566709184","name":"bluefun","avatar":"https://static.tigerbbs.com/84fe19aaaddc330d697022fc5b1a032d","vip":2,"crmLevel":5,"crmLevelSwitch":0,"authorIdStr":"3560825566709184","idStr":"3560825566709184"},"htmlText":"wow","listText":"wow","text":"wow","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":4,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/605029503","repostId":1154976653,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":6920690,"gmtCreate":1639097971460,"gmtModify":1639097971460,"authorId":3560825566709184,"author":{"id":3560825566709184,"idStr":"3560825566709184","authorId":3560825566709184,"name":"bluefun","avatar":"https://static.tigerbbs.com/84fe19aaaddc330d697022fc5b1a032d","vip":2,"crmLevel":5,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":605029503,"type":1,"supId":6920426,"prevId":0,"content":"Ok","text":"Ok","html":"Ok"},{"id":6920426,"gmtCreate":1639097165545,"gmtModify":1639097165634,"authorId":3561606993964516,"author":{"id":3561606993964516,"idStr":"3561606993964516","authorId":3561606993964516,"name":"55f05e17","avatar":"https://community-static.tradeup.com/news/default-avatar.jpg","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":605029503,"type":1,"supId":0,"prevId":0,"content":"<u>comment</u>","text":"<u>comment</u>","html":"<u>comment</u>"}],"langContent":"CN"},{"id":605062530,"gmtCreate":1639094435000,"gmtModify":1639094435268,"author":{"id":"3574044380631135","authorId":"3574044380631135","name":"Alkid","avatar":"https://static.tigerbbs.com/d584ca72b32575d58fab92034b2973bc","vip":1,"crmLevel":3,"crmLevelSwitch":0,"authorIdStr":"3574044380631135","idStr":"3574044380631135"},"htmlText":"Whoa","listText":"Whoa","text":"Whoa","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":3,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/605062530","repostId":1154976653,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"CN"},{"id":605062646,"gmtCreate":1639094400423,"gmtModify":1639094400423,"author":{"id":"3574044380631135","authorId":"3574044380631135","name":"Alkid","avatar":"https://static.tigerbbs.com/d584ca72b32575d58fab92034b2973bc","vip":1,"crmLevel":3,"crmLevelSwitch":0,"authorIdStr":"3574044380631135","idStr":"3574044380631135"},"htmlText":"Whoa","listText":"Whoa","text":"Whoa","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":1,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/605062646","repostId":1154976653,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"CN"},{"id":605087371,"gmtCreate":1639093754040,"gmtModify":1639093779728,"author":{"id":"3575272976325766","authorId":"3575272976325766","name":"Impalement","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":2,"crmLevelSwitch":0,"authorIdStr":"3575272976325766","idStr":"3575272976325766"},"htmlText":"[smile]&nbsp;","listText":"[smile]&nbsp;","text":"[smile]","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":1,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/605087371","repostId":1154976653,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"CN"},{"id":605084742,"gmtCreate":1639093739079,"gmtModify":1639093779166,"author":{"id":"3580630968119097","authorId":"3580630968119097","name":"rocketship","avatar":"https://static.tigerbbs.com/7c41ebba567ca6cd2688fe28243ce8ac","vip":1,"crmLevel":2,"crmLevelSwitch":0,"authorIdStr":"3580630968119097","idStr":"3580630968119097"},"htmlText":"Like","listText":"Like","text":"Like","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":3,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/605084742","repostId":1154976653,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":6919226,"gmtCreate":1639094449516,"gmtModify":1639094449548,"authorId":3574044380631135,"author":{"id":3574044380631135,"idStr":"3574044380631135","authorId":3574044380631135,"name":"Alkid","avatar":"https://static.tigerbbs.com/d584ca72b32575d58fab92034b2973bc","vip":1,"crmLevel":3,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":605084742,"type":1,"supId":0,"prevId":0,"content":"Done","text":"Done","html":"Done"},{"id":6919006,"gmtCreate":1639093746053,"gmtModify":1639093746133,"authorId":3580630968119097,"author":{"id":3580630968119097,"idStr":"3580630968119097","authorId":3580630968119097,"name":"rocketship","avatar":"https://static.tigerbbs.com/7c41ebba567ca6cd2688fe28243ce8ac","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":605084742,"type":1,"supId":0,"prevId":0,"content":"like","text":"like","html":"like"}],"langContent":"CN"}],"isCommentEnd":false,"newsSizeData":{"likeSize":76,"commentSize":9,"repostSize":0,"favoriteSize":0,"likeStatus":false,"favoriteStatus":false},"APP":{"userAgent":"Mozilla/5.0 AppleWebKit/537.36 (KHTML, like Gecko; compatible; ClaudeBot/1.0; +claudebot@anthropic.com)","isDev":false,"isTTM":false,"deviceId":"web-server-community-laohu8-v3","version":"4.29.1","shortVersion":"4.29.1","platform":"web","vendor":"web","appName":"laohu8","isIOS":false,"isAndroid":false,"isTiger":false,"isTHS":false,"isWeiXin":false,"isWeiXinMini":false,"isWeiBo":false,"isQQ":false,"isBaiduSwan":false,"isBaiduBox":false,"isDingTalk":false,"isToutiao":false,"isOnePlus":false,"isHuaWei":false,"isXiaomi":false,"isXiaomiWebView":false,"isOppo":false,"isVivo":false,"isSamsung":false,"isMobile":false},"href":"/m/news/1154976653"}