A Third of Investment Firms Fail U.K.’s Revamped Oversight Code

Bloomberg2021-09-06

Stewardship code guides firms acting for savers, pensioners. Financial Reporting Council names successful applicants. Around a third of investment firms failed in their bids to be signatories to the ...

网页链接

免责声明：本文观点仅代表作者个人观点，不构成本平台的投资建议，本平台不对文章信息准确性、完整性和及时性做出任何保证，亦不对因使用或信赖文章信息引发的任何损失承担责任。

精彩评论

Sriwonc
2021-09-06
Sriwonc
Like
JackTing
2021-09-06
JackTing
Like for it!
deadcow
2021-09-06
deadcow
ok
chaisiewling
2021-09-06
chaisiewling
Like
- chaisiewling:
  Like
堵神
2021-09-06
堵神
Likes

发表看法

{"i18n":{"language":"zh_CN"},"isChannel":false,"data":{"share":"https://www.laohu8.com/m/news/1152804171?lang=zh_CN&edition=full","thumbnail":"","is_english":true,"pubTime":"2021-09-06 17:31","share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","id":"1152804171","market":"uk","top_or_hot":-1,"title":"A Third of Investment Firms Fail U.K.’s Revamped Oversight Code","media":"Bloomberg","content":"<div>\n<p>Stewardship code guides firms acting for savers, pensioners.\nFinancial Reporting Council names successful applicants.\n\nAround a third of investment firms failed in their bids to be signatories to the ...</p>\n\n<a href=\"https://www.bloomberg.com/news/articles/2021-09-06/a-third-of-investment-firms-fail-u-k-s-revamped-oversight-code?srnd=markets-vp\">网页链接</a>\n\n</div>\n","source":"lsy1584095487587","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>A Third of Investment Firms Fail U.K.’s Revamped Oversight Code</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nA Third of Investment Firms Fail U.K.’s Revamped Oversight Code\n</h2>\n\n<h4 class=\"meta\">\n\n\n2021-09-06 17:31 GMT+8&nbsp;&nbsp;&nbsp;<a href=https://www.bloomberg.com/news/articles/2021-09-06/a-third-of-investment-firms-fail-u-k-s-revamped-oversight-code?srnd=markets-vp><strong>Bloomberg</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>Stewardship code guides firms acting for savers, pensioners.\nFinancial Reporting Council names successful applicants.\n\nAround a third of investment firms failed in their bids to be signatories to the ...</p>\n\n<a href=\"https://www.bloomberg.com/news/articles/2021-09-06/a-third-of-investment-firms-fail-u-k-s-revamped-oversight-code?srnd=markets-vp\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":null,"symbol_name":null,"start_time":0,"source_url":"https://www.bloomberg.com/news/articles/2021-09-06/a-third-of-investment-firms-fail-u-k-s-revamped-oversight-code?srnd=markets-vp","article_id":"1152804171","we_media_id":null,"thumbnails":[],"rights":null,"url":"https://stock-news.laohu8.com/highlight/detail?id=1152804171","pubTimestamp":1630920662,"columns":[],"sourceInfo":{"source_id":"lsy1584095487587","name":"Bloomberg"},"weMediaInfo":null,"summary":"Stewardship code guides firms acting for savers, pensioners.\nFinancial Reporting Council names succe","collect":0,"end_time":0,"defaultTopTitle":"bloomberg.com","property":[],"viewcount":null,"language":"en","relate_stocks":{},"translate_title":"三分之一的投资公司未能通过英国修改后的监管法规","themeId":null,"isJumpTheme":false,"ttsUrl":null,"symbols_score_info":{},"content_text":"Stewardship code guides firms acting for savers, pensioners.\nFinancial Reporting Council names successful applicants.\n\nAround a third of investment firms failed in their bids to be signatories to the U.K.’s revamped stewardship code, which sets standards for companies acting for savers and pensioners.\nTheFinancial Reporting Councilnamed the successful applicants in astatementon Monday, which includes major firms such as BlackRock Inc., Vanguard Group Inc. and the U.K.’s abrdn Plc. It didn’t name those that failed among the 189 applicants seeking to sign up to the code, which outlines principles on the allocation, management and oversight of capital.\nUnsuccessful applicants “commonly did not address all the principles or sufficiently evidence their approach, instead relying too heavily on policy statements,” the FRC said. “Other areas of weakness included reporting on approaches to review and assurance, and monitoring service providers.”\nThe successful applicants accounted for 20 trillion pounds of assets under management, according to the FRC. Firms have become increasingly eager to tout their stewardship credentials as demand for investments backed by environmental, social and governance criteria surges.\nOne name absent from the FRC’s list was Schroders Plc, the U.K.’s largest standalone asset manager. The firm said it was frustrated not to be a signatory to the revised code, in an emailed statement.\n“According to feedback from the FRC, this is due to the format rather than the substance of our submission,” said a spokesperson for Schroders. “We are confident we will be a signatory again soon.”\nThe FRCtoughened the codein 2019 following a review, and asked earlier signatories to reapply. It received applications from 147 asset managers, 28 asset owners, including pension funds and insurers, and 14 service providers, including data and information providers and investment consultants.\nThe unsuccessful firms are able to reapply next month.","kind":"news","is_publish_news":false,"is_publish_highlight":true,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"0","news_tag":"","news_rank":0,"symbols":[],"gpt_button":1},"commentList":[{"id":817896284,"gmtCreate":1630928108948,"gmtModify":1632905113455,"author":{"id":"3586424409701165","authorId":"3586424409701165","name":"Sriwonc","avatar":"https://static.tigerbbs.com/264a5cfcdc2db585d9b139a4c4d7b11d","vip":1,"crmLevel":6,"crmLevelSwitch":0,"idStr":"3586424409701165","authorIdStr":"3586424409701165"},"htmlText":"Like","listText":"Like","text":"Like","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":0,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/817896284","repostId":1152804171,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"EN"},{"id":817174168,"gmtCreate":1630926082654,"gmtModify":1631891138781,"author":{"id":"3576068436034029","authorId":"3576068436034029","name":"JackTing","avatar":"https://static.tigerbbs.com/a2c7dabda989c569e85d9515b7803d15","vip":1,"crmLevel":5,"crmLevelSwitch":0,"idStr":"3576068436034029","authorIdStr":"3576068436034029"},"htmlText":"Like for it!","listText":"Like for it!","text":"Like for it!","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":1,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/817174168","repostId":1152804171,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"EN"},{"id":817172928,"gmtCreate":1630925805264,"gmtModify":1631891045877,"author":{"id":"3579085067033099","authorId":"3579085067033099","name":"deadcow","avatar":"https://static.tigerbbs.com/b73e551a33ab83c745d06a9d890b1f93","vip":1,"crmLevel":2,"crmLevelSwitch":0,"idStr":"3579085067033099","authorIdStr":"3579085067033099"},"htmlText":"ok","listText":"ok","text":"ok","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":3,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/817172928","repostId":1152804171,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"EN"},{"id":817141755,"gmtCreate":1630924299477,"gmtModify":1631887967367,"author":{"id":"3584578813080112","authorId":"3584578813080112","name":"chaisiewling","avatar":"https://static.tigerbbs.com/a9a4a1e448f0d39c51c24533166eb658","vip":1,"crmLevel":2,"crmLevelSwitch":0,"idStr":"3584578813080112","authorIdStr":"3584578813080112"},"htmlText":"Like&nbsp;","listText":"Like&nbsp;","text":"Like","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":2,"commentSize":1,"repostSize":0,"link":"https://laohu8.com/post/817141755","repostId":1152804171,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"comments":[{"id":5769821,"gmtCreate":1630924308961,"gmtModify":1631887967381,"authorId":3584578813080112,"author":{"id":3584578813080112,"idStr":"3584578813080112","authorId":3584578813080112,"name":"chaisiewling","avatar":"https://static.tigerbbs.com/a9a4a1e448f0d39c51c24533166eb658","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[]},"repliedAuthorId":0,"objectId":817141755,"type":1,"supId":0,"prevId":0,"content":"Like","text":"Like","html":"Like"}],"langContent":"EN"},{"id":817152255,"gmtCreate":1630922974377,"gmtModify":1631890067287,"author":{"id":"3569643178216945","authorId":"3569643178216945","name":"堵神","avatar":"https://static.tigerbbs.com/cacee5ba5c333e51bfcd4bed94dada85","vip":1,"crmLevel":1,"crmLevelSwitch":0,"idStr":"3569643178216945","authorIdStr":"3569643178216945"},"htmlText":"Likes","listText":"Likes","text":"Likes","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":3,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/817152255","repostId":1152804171,"repostType":4,"isVote":1,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"tweetType":1,"langContent":"EN"}],"isCommentEnd":false,"newsSizeData":{"likeSize":29,"commentSize":5,"repostSize":0,"favoriteSize":0,"likeStatus":false,"favoriteStatus":false},"APP":{"userAgent":"Mozilla/5.0 AppleWebKit/537.36 (KHTML, like Gecko; compatible; ClaudeBot/1.0; +claudebot@anthropic.com)","isDev":false,"isTTM":false,"deviceId":"web-server-community-laohu8-v3","version":"4.29.3","shortVersion":"4.29.3","platform":"web","vendor":"web","appName":"laohu8","isIOS":false,"isAndroid":false,"isTiger":false,"isTHS":false,"isWeiXin":false,"isWeiXinMini":false,"isWeiBo":false,"isQQ":false,"isBaiduSwan":false,"isBaiduBox":false,"isDingTalk":false,"isToutiao":false,"isOnePlus":false,"isHuaWei":false,"isXiaomi":false,"isXiaomiWebView":false,"isOppo":false,"isVivo":false,"isSamsung":false,"isMobile":false},"href":"/m/news/1152804171"}