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BK1516
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北京优虎网络科技有限公司
免责声明:香港交易所资讯服务有限公司、其控股公司及/或该等控股公司的任何附属公司均竭力确保所提供信息的准确和可靠度,但不能保证其绝对准确和可靠,且亦不会承担因任何不准确或遗漏而引起的任何损失或损害的责任(不管是否侵权法下的责任或合约责任又或其它责任)
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南极电商:接受中信证券等机构调研
每日经济新闻 · 43分钟前
南极电商:接受中信证券等机构调研
中金公司被证监会罚没800万元
大河财立方 · 12-20 23:25
中金公司被证监会罚没800万元
中信证券,被采取监管措施!这两家也被点名
中国基金报 · 12-20 23:02
中信证券,被采取监管措施!这两家也被点名
中金公司最新公告:收到中国证监会行政处罚决定书
证券之星 · 12-20 23:00
中金公司最新公告:收到中国证监会行政处罚决定书
中金公司:收到中国证监会行政处罚决定书
美港电讯 · 12-20 22:59
中金公司:收到中国证监会行政处罚决定书
因经纪、场外衍生品业务管理存在不足,中信证券年内再被点名
澎湃新闻 · 12-20 22:38
因经纪、场外衍生品业务管理存在不足,中信证券年内再被点名
深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定
东方财富 · 12-20 22:29
深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定
两大业务管理存不足!中信证券收警示函
腾讯自选股 · 12-20 20:45
两大业务管理存不足!中信证券收警示函
10款游戏进入十亿俱乐部,腾讯网易牢牢把持C位
时代周报 · 12-20 20:26
10款游戏进入十亿俱乐部,腾讯网易牢牢把持C位
中信证券因管理不足被出具警示函
观点地产网 · 12-20 19:59
中信证券因管理不足被出具警示函
经纪业务、场外衍生品业务管理存在不足 中信证券被深圳证监局出具警示函
中国证监会网站 · 12-20 19:52
经纪业务、场外衍生品业务管理存在不足 中信证券被深圳证监局出具警示函
深圳证监局:对中信证券股份有限公司采取出具警示函措施
美港电讯 · 12-20 19:49
深圳证监局:对中信证券股份有限公司采取出具警示函措施
深圳证监局:对中信证券股份有限公司采取出具警示函措施。
金十财经 · 12-20 19:47
深圳证监局:对中信证券股份有限公司采取出具警示函措施。
东方甄选:认购由广发银行、国寿资产、光大银行及华夏基金管理发售的若干理财产品
金融一线 · 12-20 19:24
东方甄选:认购由广发银行、国寿资产、光大银行及华夏基金管理发售的若干理财产品
棕榈股份:中信证券投资者于12月20日调研我司
证券之星 · 12-20 19:03
棕榈股份:中信证券投资者于12月20日调研我司
东方甄选(01797)认购若干理财产品
智通财经 · 12-20 18:49
东方甄选(01797)认购若干理财产品
陈利奥:AI代表更先进的生产力,区块链代表更先进的生产关系
市场资讯 · 12-20 18:44
陈利奥:AI代表更先进的生产力,区块链代表更先进的生产关系
暴增100%?3K、乐牛加码布局!小游戏还有三大机会!
蓝鲸财经 · 12-20 18:11
暴增100%?3K、乐牛加码布局!小游戏还有三大机会!
腾讯控股:耗资7亿港元回购165万股
腾讯自选股 · 12-20 17:58
腾讯控股:耗资7亿港元回购165万股
腾讯控股(00700.HK)于12月20日斥资7亿港元回购165万股。
美港电讯 · 12-20 17:56
腾讯控股(00700.HK)于12月20日斥资7亿港元回购165万股。
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公司名称:
BK1516
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.wx-sou","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220234503a1fe488e&s=b","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"tencent","symbols":["06030","BK1564","BK1147","BK1516","LU1720050803.USD","LU1794554557.SGD","BK1521"],"gpt_icon":0},{"id":"2492440437","title":"中金公司被证监会罚没800万元","url":"https://stock-news.laohu8.com/highlight/detail?id=2492440437","media":"大河财立方","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492440437?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:25","pubTimestamp":1734708358,"startTime":"0","endTime":"0","summary":"【大河财立方消息】12月20日,中金公司公告,因对上海思尔芯技术股份有限公司的保荐项目中未勤勉尽责等,公司收到中国证监会《行政处罚决定书》。项目代表人赵善军、直接负责主管人陈立人被警告并分别被罚款150万元。据悉,思尔芯于2021年8月提交科创板首发上市申请,2022年7月,思尔芯撤回发行上市申请,上海证券交易所作出了终止审核的决定。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"http://finance.eastmoney.com/a/202412203274778019.html","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"stock_eastmoney","symbols":["BK1516","03908","BK1564","BK1501","SG9999002828.SGD","BK1147"],"gpt_icon":0},{"id":"2492406442","title":"中信证券,被采取监管措施!这两家也被点名","url":"https://stock-news.laohu8.com/highlight/detail?id=2492406442","media":"中国基金报","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492406442?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:02","pubTimestamp":1734706928,"startTime":"0","endTime":"0","summary":"基于以上问题,深圳证监局决定对中信证券采取出具警示函的行政监管措施。近期,中信证券及旗下分支机构屡次遭到各地证监局开出的“罚单”。11月27日,江苏证监局对中信证券江苏分公司出具警示函,认为该分公司合规管理不到位。今年9月,陕西证监局对中信证券陕西分公司及员工刘某出具警示函,并记入证券期货诚信档案。值得一提的是,近期因场外衍生品业务违规而被监管“点名”的头部券商不止中信证券、招商证券两家。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"tencent","url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220230545ab8774aa&s=b","rn_cache_url":null,"customStyle":"body{padding-top:10px;}#news_title{font-weight:bold;#titleStyle#;}#news_description span{font-size:12px;#descriptionStyle#;}.footer-note{#statement#}","selectors":".mod-LoadTzbdNews, body","filters":".relate-stock, .hot-list, .recom-box, .wx-sou","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220230545ab8774aa&s=b","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"tencent","symbols":["BK1147","BK1521","LU1720050803.USD","06030","BK1516","06099","BK1564","LU1794554557.SGD","600999"],"gpt_icon":0},{"id":"2492442269","title":"中金公司最新公告:收到中国证监会行政处罚决定书","url":"https://stock-news.laohu8.com/highlight/detail?id=2492442269","media":"证券之星","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492442269?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:00","pubTimestamp":1734706829,"startTime":"0","endTime":"0","summary":"中金公司公告,因在为思尔芯科创板IPO提供保荐服务过程中未勤勉尽责,出具的《发行保荐书》等文件存在虚假记载,违反《证券法》相关规定,被中国证监会责令改正,给予警告,没收保荐业务收入200万元,并处以600万元罚款。思尔芯项目保荐代表人赵善军、陈立人被给予警告,并分别处以150万元罚款。公司表示将以案为鉴,强化全面整改,夯实“看门人”责任。目前公司经营情况正常。以上内容为证券之星据公开信息整理,由智能算法生成,不构成投资建议。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://stock.stockstar.com/RB2024122000044943.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"stockstar","symbols":["BK1147","BK1564","SG9999002828.SGD","03908","601995","BK1501","BK0276","BK1516"],"gpt_icon":0},{"id":"2492442531","title":"中金公司:收到中国证监会行政处罚决定书","url":"https://stock-news.laohu8.com/highlight/detail?id=2492442531","media":"美港电讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492442531?lang=zh_cn&edition=full","pubTime":"2024-12-20 22:59","pubTimestamp":1734706740,"startTime":"0","endTime":"0","summary":null,"market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://www.ushknews.com/","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"live_meigang","symbols":["BK1516","SG9999002828.SGD","601995","03908","BK0276","BK1501","159982","BK1147","BK1564"],"gpt_icon":0},{"id":"2493205428","title":"因经纪、场外衍生品业务管理存在不足,中信证券年内再被点名","url":"https://stock-news.laohu8.com/highlight/detail?id=2493205428","media":"澎湃新闻","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493205428?lang=zh_cn&edition=full","pubTime":"2024-12-20 22:38","pubTimestamp":1734705480,"startTime":"0","endTime":"0","summary":"12月20日,深圳证监局发布公告称,因经纪业务、场外衍生品业务管理存在不足,决定对中信证券采取出具警示函的行政监管措施。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款,《证券经纪业务管理办法》第四十三条的规定,深圳证监局决定对中信证券采取出具警示函的行政监管措施。4月12日,中信证券发布公告称,公司及全资孙公司中信中证资本于2024年4月12日分别收到中国证监会立案告知书。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacsym5612479.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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22:29","pubTimestamp":1734704940,"startTime":"0","endTime":"0","summary":"深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定,并指出中信证券在业务开展过程中,经纪业务管理存在不足,场外衍生品业务管理存在不足。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款,《证券经纪业务管理办法》第四十三条的规定,决定对中信证券采取出具警示函的行政监管措施。11月27日,江苏证监局发布了关于对中信证券江苏分公司采取出具警示函行政监管措施的决定。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-12-20/doc-ineacsym5609851.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1794554557.SGD","LU2495084118.USD","LU1328615791.USD","BK0276","BK0028","600030","BK1564","06030","BK1521","LU1997245094.SGD","LU0405327494.USD","LU1064131003.USD","BK0012","BK0183","BK0188","BK1516","BK0196","LU1997244956.HKD","LU0405327148.USD","LU1720050803.USD","LU1997245177.USD","LU1064130708.USD","LU2289578879.USD","LU2148510915.USD","BK1147"],"gpt_icon":0},{"id":"2493042820","title":"两大业务管理存不足!中信证券收警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2493042820","media":"腾讯自选股","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493042820?lang=zh_cn&edition=full","pubTime":"2024-12-20 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