UBS AG(UBSZF)_个股概要_股票价格_最新资讯_行情走势_历史数据 - 老虎社区

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UBSZF UBS AG

休市中 04-10 16:00:00 EDT 延时

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AG因错误分类专业投资者遭香港证监会谴责及罚款800万港元","url":"https://stock-news.laohu8.com/highlight/detail?id=2576954834","media":"智通财经","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2576954834?lang=zh_cn&edition=full","pubTime":"2025-10-20 17:03","pubTimestamp":1760951011,"startTime":"0","endTime":"0","summary":"智通财经APP获悉，10月20日，据香港证监会网站，香港证监会对UBS AG作出谴责，并处以罚款800万港元，原因是UBS的内部系统及监控措施存在缺失，导致其在逾12年间未能确保对客户的专业投资者身份作出准确分类。香港证监会认为，UBS没有以适当的技能和小心审慎的态度行事，亦没有设立有效的系统及监控措施，来确保对客户的专业投资者身份作出准确的分类和遵守适用的监管规定。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"theme_name":"","theme_type":"","isJumpTheme":false,"source_url":"http://www.zhitongcaijing.com/content/detail/1357090.html","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"stock_zhitongcaijing","symbols":["AG","BK4210","UBSZF"],"isVideo":false,"video":null,"gpt_icon":0},{"id":"2571385543","title":"新奥能源：UBS AG净买入公司股份23600股","url":"https://stock-news.laohu8.com/highlight/detail?id=2571385543","media":"南方财经网","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2571385543?lang=zh_cn&edition=full","pubTime":"2025-09-29 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