中信证券(06030)_个股概要_股票价格_最新资讯_行情走势_历史数据 - 老虎社区

应交易所要求，美/港股行情延时15分钟展示，下载APP即可免费查看实时行情。

关闭

06030 中信证券

休市中 12-20 16:08:10

21.500

-0.150

-0.69%

最高21.900	最低21.400	成交量1,237万
今开21.400	昨收21.650	日振幅2.31%
总市值3,186亿	流通市值563.30亿	总股本148.21亿
成交额2.68亿	换手率0.47%	流通股本26.20亿
市净率--	ROE--	每股收益0.00
52周最高--	52周最低--	市盈率--
股息--	股息收益率--	ROA--

北京优虎网络科技有限公司

免责声明:香港交易所资讯服务有限公司、其控股公司及／或该等控股公司的任何附属公司均竭力确保所提供信息的准确和可靠度，但不能保证其绝对准确和可靠，且亦不会承担因任何不准确或遗漏而引起的任何损失或损害的责任（不管是否侵权法下的责任或合约责任又或其它责任）

{"stockData":{"symbol":"06030","market":"HK","secType":"STK","nameCN":"中信证券","latestPrice":21.5,"timestamp":1734682090021,"preClose":21.65,"halted":0,"volume":12373704,"delay":0,"floatShares":2620000000,"shares":14820546829,"eps":1.3810843,"marketStatus":"休市中","marketStatusCode":7,"change":-0.15,"latestTime":"12-20 16:08:10","open":21.4,"high":21.9,"low":21.4,"amount":267679494,"amplitude":0.023095,"askPrice":21.6,"askSize":239000,"bidPrice":21.5,"bidSize":242000,"shortable":3,"etf":0,"ttmEps":1.3937063828702045,"exchange":"SEHK","tradingStatus":0,"nextMarketStatus":{"tag":"开盘","tradingStatus":2,"beginTime":1734917400000},"adr":0,"listingDate":1317830400000,"adjPreClose":21.65,"dividendRate":0.035461,"openAndCloseTimeList":[[1734658200000,1734667200000],[1734670800000,1734681600000]],"volumeRatio":0.8679245256489061,"impliedVol":0.516,"impliedVolPercentile":0.7733,"lotSize":500,"spreadScale":0,"tradeCurrency":"HKD","optionSymbol":"CTS.HK","astockBrief":{"symbol":"600030","market":"SH","secType":"STK","nameCN":"XD中信证","latestPrice":30.34,"timestamp":1734678000000,"preClose":30.09,"halted":0,"volume":97771248,"delay":0,"premium":"-33.54"}},"requestUrl":"/m/hq/s/06030","defaultTab":"news","newsList":[{"id":"2493557202","title":"经纪业务、场外衍生品业务管理存在不足，“券商一哥”中信证券被出具警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2493557202","media":"蓝鲸财经","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493557202?lang=zh_cn&edition=full","pubTime":"2024-12-21 23:24","pubTimestamp":1734794653,"startTime":"0","endTime":"0","summary":"蓝鲸新闻12月21日讯 日前，深圳证监局下发罚单，指向“券商一哥”中信证券，主要涉及两项业务管理存在问题。一是经纪业务管理存在不足。由此，深圳证监局决定对中信证券采取出具警示函的行政监管措施。举例来看，12月2日，因中信证券江苏分公司被江苏证监局采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。9月，陕西证监局向中信证券陕西分公司及直接责任人员刘晓出具警示函。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://www.lanjinger.com/d/247514","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"lanjinger_stock","symbols":["06030","BK1147","LU1720050803.USD","BK1521","BK1516","LU1794554557.SGD","BK1564"],"gpt_icon":0},{"id":"2493232052","title":"中国黄金再遭减持！中信证券拟减持不超1678万股，2年合计套现超10亿","url":"https://stock-news.laohu8.com/highlight/detail?id=2493232052","media":"时代周报-时代在线","labels":["shareholding"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493232052?lang=zh_cn&edition=full","pubTime":"2024-12-21 20:30","pubTimestamp":1734784200,"startTime":"0","endTime":"0","summary":"12月19日，中国黄金公告称，股东中信证券投资有限公司计划通过集中竞价方式减持不超过1678.11万股，占公司总股本的1.00%。12月20日，中国黄金报收8.81元/股，总市值为148.0亿元。中信证券投资在首发前曾承诺，中国黄金上市后12个月内不减持其所持有的中国黄金股份。而2月7日晚间，中国黄金就发公告称，中信证券投资拟减持公司不超过1%的股份。经过多轮减持，中信证券投资合计套现10.91亿元。截至今年上半年末，宿迁涵邦为中国黄金的第5大股东。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineafrrp4640182.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"shareholding","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU2495084118.USD","BK0183","BK1564","LU0405327494.USD","LU2289578879.USD","600030","LU2148510915.USD","LU1997244956.HKD","LU1997245094.SGD","LU1997245177.USD","LU1794554557.SGD","BK0276","600916","BK1521","LU1328615791.USD","06030","LU0405327148.USD","BK1516","LU1064130708.USD","LU1720050803.USD","BK0196","BK0209","BK0028","BK0012","BK1147","LU1064131003.USD","BK0188"],"gpt_icon":0},{"id":"2493235969","title":"券商密集收罚单！中信证券被点名，招商、瑞信等这几家也被罚","url":"https://stock-news.laohu8.com/highlight/detail?id=2493235969","media":"新京报","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493235969?lang=zh_cn&edition=full","pubTime":"2024-12-21 17:16","pubTimestamp":1734772560,"startTime":"0","endTime":"0","summary":"12月20日，深圳证监局一口气公布三张罚单，中信证券、招商证券、华鑫证券三家券商因经纪业务违规展业被点名。同日，兴业证券两家分公司、瑞信证券、华金证券、民生证券等多家券商及分公司也被罚。券商“一哥”收罚单，近半年中信证券数次被点名12月20日，深圳证监局公布多条罚单，其中，券商“一哥”中信证券被出具警示函。券商密集收罚单，招商、兴业、瑞信、民生等被罚临近年底，有关券商的罚单被密集披露。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineafmir4738302.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineafmir4738302.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1997244956.HKD","BK0196","BK0012","LU1064131003.USD","LU0405327148.USD","06030","BK0028","BK1516","LU2148510915.USD","LU1997245177.USD","LU2289578879.USD","BK1564","LU0405327494.USD","LU1997245094.SGD","LU2495084118.USD","BK0276","BK0188","BK1521","LU1794554557.SGD","BK1147","LU1064130708.USD","BK0183","LU1328615791.USD","600030","LU1720050803.USD"],"gpt_icon":0},{"id":"2493528023","title":"中钢矿院终止上交所IPO 原拟募5.54亿中信证券保荐","url":"https://stock-news.laohu8.com/highlight/detail?id=2493528023","media":"中国经济网","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493528023?lang=zh_cn&edition=full","pubTime":"2024-12-21 15:41","pubTimestamp":1734766860,"startTime":"0","endTime":"0","summary":"日前，中钢矿院和保荐人中信证券股份有限公司分别向上交所提交了《中钢集团马鞍山矿山研究总院股份有限公司关于撤回首次公开发行股票并在科创板上市申请文件的申请》和《中信证券股份有限公司关于撤回中钢集团马鞍山矿山研究总院股份有限公司首次公开发行股票并在科创板上市申请文件的申请》，申请撤回申请文件。　　中钢矿院原拟在上交所主板公开发行股票数量不超过101,372,242股。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/roll/2024-12-21/doc-ineafezt4856094.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/roll/2024-12-21/doc-ineafezt4856094.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","LU1720050803.USD","LU0405327148.USD","LU1997245094.SGD","LU1064131003.USD","06030","LU2495084118.USD","LU1328615791.USD","BK0028","LU1997245177.USD","BK1521","BK1516","LU2289578879.USD","BK1564","LU1064130708.USD","BK0196","BK0012","BK0183","LU2148510915.USD","LU0405327494.USD","BK0188","600030","LU1794554557.SGD","BK1147","LU1997244956.HKD"],"gpt_icon":0},{"id":"2493287049","title":"监管出手！7家券商被采取监管措施或罚款，涉中信、中金等头部券商","url":"https://stock-news.laohu8.com/highlight/detail?id=2493287049","media":"红星资本局","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493287049?lang=zh_cn&edition=full","pubTime":"2024-12-21 15:32","pubTimestamp":1734766320,"startTime":"0","endTime":"0","summary":"红星资本局12月21日消息，12月20日晚间，多家券商被监管警示、责令改正、罚款，包括中信证券 、招商证券、华鑫证券、兴业证券大连分公司、兴业证券南京分公司、华金证券、瑞信证券、中金公司。华金证券应采取有效措施加强整改，并于收到该决定书之日起30日内向上海证监局提交书面整改报告。根据相关规定，山东证监局决定对瑞信证券采取出具警示函的监督管理措施，并记入证券期货市场诚信档案数据库。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-12-21/doc-ineafezv1627622.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0188","BK1147","BK1521","06030","BK0276","BK1564","601995","600999","LU1794554557.SGD","BK0010","BK0012","BK0183","BK1516","BK0028","LU1720050803.USD"],"gpt_icon":0},{"id":"2493404185","title":"中信证券，突发！","url":"https://stock-news.laohu8.com/highlight/detail?id=2493404185","media":"中国经济网","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493404185?lang=zh_cn&edition=full","pubTime":"2024-12-21 08:03","pubTimestamp":1734739380,"startTime":"0","endTime":"0","summary":"深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定，并指出中信证券在业务开展过程中，经纪业务管理存在不足，场外衍生品业务管理存在不足。11月27日，江苏证监局发布了关于对中信证券江苏分公司采取出具警示函行政监管措施的决定。彼时的警示函提及，中信证券徐州建国西路证券营业部员工管理不到位，未能采取有效措施防范员工私下接受客户委托买卖证券，并且在知悉相关可能影响客户权益的重大事件后没有及时报告。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineaeqcx8388506.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-12-21/doc-ineaeqcx8388506.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1064130708.USD","BK0028","06030","BK1564","LU1064131003.USD","LU1997244956.HKD","BK1147","BK0276","LU1720050803.USD","LU2495084118.USD","BK0188","600030","LU2289578879.USD","BK1516","BK0196","BK1521","LU2148510915.USD","LU0405327148.USD","LU1997245177.USD","LU0405327494.USD","LU1794554557.SGD","LU1997245094.SGD","LU1328615791.USD","BK0012","BK0183"],"gpt_icon":0},{"id":"2493909478","title":"突发！中信证券被采取行政监管措施！","url":"https://stock-news.laohu8.com/highlight/detail?id=2493909478","media":"投行圈子","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493909478?lang=zh_cn&edition=full","pubTime":"2024-12-21 00:05","pubTimestamp":1734710700,"startTime":"0","endTime":"0","summary":"根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，我局决定对你公司采取出具警示函的行政监管措施。如果对本监管措施不服，可以在收到本决定书之日起60日内向中国证券监督管理委员会提出行政复议申请，也可以在收到本决定书之日起6个月内向有管辖权的人民法院提起诉讼。复议与诉讼期间，上述监管措施不停止执行。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/money/fund/jjzl/2024-12-21/doc-ineaecqc8613412.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","LU1720050803.USD","LU0405327148.USD","LU1997245094.SGD","LU1064131003.USD","06030","LU2495084118.USD","LU1328615791.USD","BK0028","LU1997245177.USD","BK1521","BK1516","LU2289578879.USD","BK1564","LU1064130708.USD","BK0196","BK0012","BK0183","LU2148510915.USD","LU0405327494.USD","BK0188","600030","LU1794554557.SGD","BK1147","LU1997244956.HKD"],"gpt_icon":0},{"id":"2493424007","title":"中信证券又被通报！","url":"https://stock-news.laohu8.com/highlight/detail?id=2493424007","media":"市场资讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493424007?lang=zh_cn&edition=full","pubTime":"2024-12-21 00:02","pubTimestamp":1734710520,"startTime":"0","endTime":"0","summary":"炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！深圳证监局12月20日通报：中信证券一是经纪业务管理存在不足。二是场外衍生品业务管理存在不足。被采取出具警示函的行政监管措施。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/roll/2024-12-21/doc-ineacxhf8732513.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1328615791.USD","LU2148510915.USD","BK0012","LU1720050803.USD","LU2495084118.USD","BK1521","BK0183","LU1064131003.USD","BK0196","LU1794554557.SGD","BK0276","BK1564","BK0028","LU1997245177.USD","LU0405327148.USD","LU1997245094.SGD","LU0405327494.USD","LU1064130708.USD","600030","BK1516","06030","BK0188","LU2289578879.USD","LU1997244956.HKD","BK1147"],"gpt_icon":0},{"id":"2492542881","title":"南极电商：接受中信证券等机构调研","url":"https://stock-news.laohu8.com/highlight/detail?id=2492542881","media":"每日经济新闻","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492542881?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:44","pubTimestamp":1734709474,"startTime":"0","endTime":"0","summary":"每经AI快讯，南极电商 发布公告称，2024年12月18日-20日，南极电商接受中信证券等机构调研，公司董事会秘书朱星毓参与接待，并回答了调研机构提出的问题。2024年1至6月份，南极电商的营业收入构成为：移动互联网业务占比86.9%，现代服务业占比11.76%，服装销售占比1.34%。南极电商的董事长、总经理均是张玉祥，男，60岁。截至发稿，南极电商市值为122亿元。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"tencent","url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220234503a1fe488e&s=b","rn_cache_url":null,"customStyle":"body{padding-top:10px;}#news_title{font-weight:bold;#titleStyle#;}#news_description span{font-size:12px;#descriptionStyle#;}.footer-note{#statement#}","selectors":".mod-LoadTzbdNews, body","filters":".relate-stock, .hot-list, .recom-box, .wx-sou","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220234503a1fe488e&s=b","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"tencent","symbols":["06030","BK1516","BK1147","LU1720050803.USD","BK1564","BK1521","LU1794554557.SGD"],"gpt_icon":0},{"id":"2493421327","title":"因展业过程中多项业务管理存在不足，中信证券被监管警示","url":"https://stock-news.laohu8.com/highlight/detail?id=2493421327","media":"北京商报","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493421327?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:35","pubTimestamp":1734708900,"startTime":"0","endTime":"0","summary":"北京商报讯 12月20日，深圳证监局发文称，经查，发现中信证券在开展业务过程中，存在经纪业务管理存在不足。同时，深圳证监局还指出，中信证券场外衍生品业务管理存在不足。针对上述违规行为，按照有关规定，深圳证监局决定对中信证采取出具警示函的行政监管措施。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacxhi5499635.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacxhi5499635.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU2289578879.USD","LU1064131003.USD","BK0276","BK0188","600030","LU1064130708.USD","BK1564","BK1521","06030","LU1328615791.USD","LU1720050803.USD","LU2495084118.USD","LU1997244956.HKD","LU1997245177.USD","BK0012","LU2148510915.USD","BK0196","LU0405327494.USD","BK0028","LU1997245094.SGD","LU1794554557.SGD","BK1147","LU0405327148.USD","BK0183","BK1516"],"gpt_icon":0},{"id":"2492406442","title":"中信证券，被采取监管措施！这两家也被点名","url":"https://stock-news.laohu8.com/highlight/detail?id=2492406442","media":"中国基金报","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492406442?lang=zh_cn&edition=full","pubTime":"2024-12-20 23:02","pubTimestamp":1734706928,"startTime":"0","endTime":"0","summary":"基于以上问题，深圳证监局决定对中信证券采取出具警示函的行政监管措施。近期，中信证券及旗下分支机构屡次遭到各地证监局开出的“罚单”。11月27日，江苏证监局对中信证券江苏分公司出具警示函，认为该分公司合规管理不到位。今年9月，陕西证监局对中信证券陕西分公司及员工刘某出具警示函，并记入证券期货诚信档案。值得一提的是，近期因场外衍生品业务违规而被监管“点名”的头部券商不止中信证券、招商证券两家。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"tencent","url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220230545ab8774aa&s=b","rn_cache_url":null,"customStyle":"body{padding-top:10px;}#news_title{font-weight:bold;#titleStyle#;}#news_description span{font-size:12px;#descriptionStyle#;}.footer-note{#statement#}","selectors":".mod-LoadTzbdNews, body","filters":".relate-stock, .hot-list, .recom-box, .wx-sou","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220230545ab8774aa&s=b","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"tencent","symbols":["BK1516","06030","BK1521","LU1794554557.SGD","LU1720050803.USD","06099","600999","BK1147","BK1564"],"gpt_icon":0},{"id":"2493205428","title":"因经纪、场外衍生品业务管理存在不足，中信证券年内再被点名","url":"https://stock-news.laohu8.com/highlight/detail?id=2493205428","media":"澎湃新闻","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493205428?lang=zh_cn&edition=full","pubTime":"2024-12-20 22:38","pubTimestamp":1734705480,"startTime":"0","endTime":"0","summary":"12月20日，深圳证监局发布公告称，因经纪业务、场外衍生品业务管理存在不足，决定对中信证券采取出具警示函的行政监管措施。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，深圳证监局决定对中信证券采取出具警示函的行政监管措施。4月12日，中信证券发布公告称，公司及全资孙公司中信中证资本于2024年4月12日分别收到中国证监会立案告知书。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacsym5612479.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-12-20/doc-ineacsym5612479.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1064131003.USD","LU1720050803.USD","BK0188","LU1064130708.USD","LU1794554557.SGD","BK0196","LU0405327148.USD","06030","LU2495084118.USD","BK1147","LU1997245177.USD","BK0028","LU2289578879.USD","BK0012","BK0276","BK0183","LU2148510915.USD","LU1997244956.HKD","BK1521","LU1328615791.USD","600030","LU1997245094.SGD","BK1564","LU0405327494.USD","BK1516"],"gpt_icon":0},{"id":"2492401254","title":"深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定","url":"https://stock-news.laohu8.com/highlight/detail?id=2492401254","media":"东方财富","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492401254?lang=zh_cn&edition=full","pubTime":"2024-12-20 22:29","pubTimestamp":1734704940,"startTime":"0","endTime":"0","summary":"深圳证监局12月20日披露了关于对中信证券采取出具警示函措施的决定，并指出中信证券在业务开展过程中，经纪业务管理存在不足，场外衍生品业务管理存在不足。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，决定对中信证券采取出具警示函的行政监管措施。11月27日，江苏证监局发布了关于对中信证券江苏分公司采取出具警示函行政监管措施的决定。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-12-20/doc-ineacsym5609851.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1328615791.USD","BK0276","LU1720050803.USD","06030","BK0188","LU1794554557.SGD","BK1564","BK0196","LU1064131003.USD","600030","BK1147","BK1521","LU0405327494.USD","LU1064130708.USD","BK0183","LU1997245177.USD","BK0028","LU0405327148.USD","LU1997245094.SGD","LU2148510915.USD","BK1516","BK0012","LU1997244956.HKD","LU2289578879.USD","LU2495084118.USD"],"gpt_icon":0},{"id":"2493042820","title":"两大业务管理存不足！中信证券收警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2493042820","media":"腾讯自选股","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2493042820?lang=zh_cn&edition=full","pubTime":"2024-12-20 20:45","pubTimestamp":1734698700,"startTime":"0","endTime":"0","summary":"12月20日，深圳证监局披露了关于对中信证券股份有限公司采取出具警示函措施的决定。深圳证监局指出，经查，中信证券在业务开展过程中，存在以下问题：一是经纪业务管理存在不足。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，决定对中信证券采取出具警示函的行政监管措施。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/hk/2024-12-20/doc-ineacsyi8834843.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1794554557.SGD","LU2495084118.USD","LU1328615791.USD","BK0276","BK0028","600030","BK1564","06030","BK1521","LU1997245094.SGD","LU0405327494.USD","LU1064131003.USD","BK0012","BK0183","BK0188","BK1516","BK0196","LU1997244956.HKD","LU0405327148.USD","LU1720050803.USD","LU1997245177.USD","LU1064130708.USD","LU2289578879.USD","LU2148510915.USD","BK1147"],"gpt_icon":0},{"id":"2492410401","title":"中信证券因管理不足被出具警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2492410401","media":"观点地产网","labels":["policyRegulatory"],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492410401?lang=zh_cn&edition=full","pubTime":"2024-12-20 19:59","pubTimestamp":1734695940,"startTime":"0","endTime":"0","summary":"观点网讯：12月20日，深圳证监局对中信证券股份有限公司采取了出具警示函的行政监管措施。此举是因为中信证券在经纪业务和场外衍生品业务管理中存在不足，包括业务制度未及时修订、客户信息采集不规范、交易对手身份识别不深入等问题，违反了多项规定。\n\n\n\n海量资讯、精准解读，尽在新浪财经APP","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/estate/integration/2024-12-20/doc-ineacnsp5702580.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"-1","news_top_title":null,"news_tag":"policyRegulatory","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU2289578879.USD","LU1064131003.USD","BK0276","BK0188","600030","LU1064130708.USD","BK1564","BK1521","06030","LU1328615791.USD","LU1720050803.USD","LU2495084118.USD","LU1997244956.HKD","LU1997245177.USD","BK0012","LU2148510915.USD","BK0196","LU0405327494.USD","BK0028","LU1997245094.SGD","LU1794554557.SGD","BK1147","LU0405327148.USD","BK0183","BK1516"],"gpt_icon":0},{"id":"2492299411","title":"经纪业务、场外衍生品业务管理存在不足 中信证券被深圳证监局出具警示函","url":"https://stock-news.laohu8.com/highlight/detail?id=2492299411","media":"中国证监会网站","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492299411?lang=zh_cn&edition=full","pubTime":"2024-12-20 19:52","pubTimestamp":1734695520,"startTime":"0","endTime":"0","summary":"　　一是经纪业务管理存在不足。　　二是场外衍生品业务管理存在不足。根据《证券公司和证券投资基金管理公司合规管理办法》第二条第二款、第三十二条第一款，《证券经纪业务管理办法》第四十三条的规定，我局决定对你公司采取出具警示函的行政监管措施。复议与诉讼期间，上述监管措施不停止执行。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-12-20/doc-ineachkr5818005.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["LU1064131003.USD","LU1720050803.USD","BK0188","LU1064130708.USD","LU1794554557.SGD","BK0196","LU0405327148.USD","06030","LU2495084118.USD","BK1147","LU1997245177.USD","BK0028","LU2289578879.USD","BK0012","BK0276","BK0183","LU2148510915.USD","LU1997244956.HKD","BK1521","LU1328615791.USD","600030","LU1997245094.SGD","BK1564","LU0405327494.USD","BK1516"],"gpt_icon":0},{"id":"2492141150","title":"深圳证监局：对中信证券股份有限公司采取出具警示函措施","url":"https://stock-news.laohu8.com/highlight/detail?id=2492141150","media":"美港电讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492141150?lang=zh_cn&edition=full","pubTime":"2024-12-20 19:49","pubTimestamp":1734695399,"startTime":"0","endTime":"0","summary":null,"market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://www.ushknews.com/","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"live_meigang","symbols":["LU2495084118.USD","BK0012","LU2148510915.USD","BK1147","LU0405327494.USD","LU2289578879.USD","BK0183","LU1328615791.USD","LU1997245177.USD","LU1720050803.USD","LU0405327148.USD","BK0276","LU1997244956.HKD","LU1064131003.USD","600030","06030","LU1064130708.USD","LU1794554557.SGD","BK0028","BK0188","BK1516","LU1997245094.SGD","BK1564","BK1521","BK0196"],"gpt_icon":0},{"id":"2492141156","title":"深圳证监局：对中信证券股份有限公司采取出具警示函措施。","url":"https://stock-news.laohu8.com/highlight/detail?id=2492141156","media":"金十财经","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492141156?lang=zh_cn&edition=full","pubTime":"2024-12-20 19:47","pubTimestamp":1734695256,"startTime":"0","endTime":"0","summary":null,"market":"fut","thumbnail":"","type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://flash-api.jin10.com/get_flash_list?channel=2","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"live_jinshicaijing","symbols":["LU1328615791.USD","LU2148510915.USD","BK0012","LU1720050803.USD","LU2495084118.USD","BK1521","BK0183","LU1064131003.USD","BK0196","LU1794554557.SGD","BK0276","BK1564","BK0028","LU1997245177.USD","LU0405327148.USD","LU1997245094.SGD","LU0405327494.USD","LU1064130708.USD","600030","BK1516","06030","BK0188","LU2289578879.USD","LU1997244956.HKD","BK1147"],"gpt_icon":0},{"id":"2492415210","title":"棕榈股份：中信证券投资者于12月20日调研我司","url":"https://stock-news.laohu8.com/highlight/detail?id=2492415210","media":"证券之星","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492415210?lang=zh_cn&edition=full","pubTime":"2024-12-20 19:03","pubTimestamp":1734692606,"startTime":"0","endTime":"0","summary":"证券之星消息，2024年12月20日棕榈股份发布公告称中信证券张丁宸于2024年12月20日调研我司。根据公司已披露的季度经营情况简报数据显示，截至2024 年 9 月 30 日，公司新签合同金额约 35 亿元，已签约未完工的订单金额约 273亿元。截至目前，公司已中标重大高标准农田项目 10多个，中标金额近 30亿元，涉及农田面积超过 73万亩。以上内容为证券之星据公开信息整理，由智能算法生成，不构成投资建议。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://stock.stockstar.com/RB2024122000035420.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"stockstar","symbols":["BK0012","BK0196","BK0145","LU2495084118.USD","BK0188","LU1328615791.USD","BK1564","LU1064130708.USD","LU1720050803.USD","BK0276","LU0405327494.USD","LU1064131003.USD","LU2289578879.USD","BK0028","LU1997244956.HKD","BK1147","LU1997245177.USD","BK0183","LU2148510915.USD","BK0108","BK0178","06030","BK1521","600030","002431","BK0173","BK0101","BK1516","BK0277","LU1997245094.SGD","LU0405327148.USD","LU1794554557.SGD","BK0172"],"gpt_icon":0},{"id":"2492448901","title":"棕榈股份：接受中信证券调研","url":"https://stock-news.laohu8.com/highlight/detail?id=2492448901","media":"每日经济新闻","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2492448901?lang=zh_cn&edition=full","pubTime":"2024-12-20 17:21","pubTimestamp":1734686465,"startTime":"0","endTime":"0","summary":"每经AI快讯，棕榈股份 发布公告称，2024年12月20日10:00，棕榈股份接受中信证券调研，公司董事会秘书冯玉兰、投资者关系主管李欣参与接待，并回答了调研机构提出的问题。2024年1至6月份，棕榈股份的营业收入构成为：工程收入占比95.48%，设计收入占比2.4%，城市运营占比1.7%，其他业务占比0.42%。截至发稿，棕榈股份市值为47亿元。道达号“个股趋势”提醒：1. 近30日内无机构对棕榈股份进行调研。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"tencent","url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220174940ab86a310&s=b","rn_cache_url":null,"customStyle":"body{padding-top:10px;}#news_title{font-weight:bold;#titleStyle#;}#news_description span{font-size:12px;#descriptionStyle#;}.footer-note{#statement#}","selectors":".mod-LoadTzbdNews, body","filters":".relate-stock, .hot-list, .recom-box, .wx-sou","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN20241220174940ab86a310&s=b","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"tencent","symbols":["06030","LU1720050803.USD","BK1147","BK1521","BK1564","BK1516","LU1794554557.SGD"],"gpt_icon":0}],"profile":{"websiteUrl":"http://www.cs.ecitic.com/en/index.htm","stockEarnings":[{"period":"1week","weight":-0.0315},{"period":"1month","weight":-0.0549},{"period":"3month","weight":0.8147},{"period":"6month","weight":0.9238},{"period":"1year","weight":0.4797},{"period":"ytd","weight":0.4314}],"compareEarnings":[{"period":"1week","weight":-0.0125},{"period":"1month","weight":0.0008},{"period":"3month","weight":0.0801},{"period":"6month","weight":0.0939},{"period":"1year","weight":0.1865},{"period":"ytd","weight":0.1568}],"compareStock":{"symbol":"HSI","name":"恒生指数"},"description":"中信证券股份有限公司是一家中国证券公司。该公司主营业务包括证券经纪，证券投资咨询，资产管理，证券承销与保荐，与证券交易、证券投资活动有关的财务顾问，证券自营，融资融券，证券投资基金代销，期货经纪，代销金融产品和股票期权做市。","yearOnYearQuotes":[{"month":1,"riseRate":0.538462,"avgChangeRate":0.01704},{"month":2,"riseRate":0.461538,"avgChangeRate":0.002458},{"month":3,"riseRate":0.461538,"avgChangeRate":-0.019658},{"month":4,"riseRate":0.538462,"avgChangeRate":0.018732},{"month":5,"riseRate":0.307692,"avgChangeRate":-0.022626},{"month":6,"riseRate":0.538462,"avgChangeRate":-0.017432},{"month":7,"riseRate":0.384615,"avgChangeRate":0.006452},{"month":8,"riseRate":0.461538,"avgChangeRate":-0.021589},{"month":9,"riseRate":0.461538,"avgChangeRate":0.035779},{"month":10,"riseRate":0.538462,"avgChangeRate":0.023442},{"month":11,"riseRate":0.785714,"avgChangeRate":0.054336},{"month":12,"riseRate":0.642857,"avgChangeRate":0.054613}],"exchange":"SEHK","name":"中信证券","nameEN":"CITIC SEC"},"APP":{"userAgent":"Mozilla/5.0 AppleWebKit/537.36 (KHTML, like Gecko; compatible; ClaudeBot/1.0; +claudebot@anthropic.com)","isDev":false,"isTTM":false,"deviceId":"web-server-community-laohu8-v3","version":"4.29.3","shortVersion":"4.29.3","platform":"web","vendor":"web","appName":"laohu8","isIOS":false,"isAndroid":false,"isTiger":false,"isTHS":false,"isWeiXin":false,"isWeiXinMini":false,"isWeiBo":false,"isQQ":false,"isBaiduSwan":false,"isBaiduBox":false,"isDingTalk":false,"isToutiao":false,"isOnePlus":false,"isHuaWei":false,"isXiaomi":false,"isXiaomiWebView":false,"isOppo":false,"isVivo":false,"isSamsung":false,"isMobile":false},"pagemeta":{"title":"中信证券(06030)_个股概要_股票价格_最新资讯_行情走势_历史数据","description":"美港股上老虎。老虎社区提供中信证券(06030)今日价格,行情走势,历史数据,股票概要及实时的新闻资讯,近期大事等重要参考决策数据。","keywords":"中信证券,06030,中信证券股票,中信证券股票老虎,中信证券股票老虎国际,中信证券行情,中信证券股票行情,中信证券股价,中信证券股市,中信证券股票价格,中信证券股票交易,中信证券股票购买,中信证券股票实时行情,购买美股,购买港股,港股开户,美股开户,美股交易,港股交易,开通美港股账户,老虎国际行情","social":{"og_title":"中信证券(06030)_个股概要_股票价格_最新资讯_行情走势_历史数据","og_description":"美港股上老虎。老虎社区提供中信证券(06030)今日价格,行情走势,历史数据,股票概要及实时的新闻资讯,近期大事等重要参考决策数据。","og_image":"https://static.tigerbbs.com/a0b84b8debbbce3b4440f7fdd5eed2e7"}}}