002945 华林证券
已收盘 08-16 15:00:00
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二次流拍,华林证券会否申请以物抵债?
华尔街见闻 · 08-15 18:09
二次流拍,华林证券会否申请以物抵债?
华林证券:公司目前股票质押业务规模为零,从未发生过大规模违约事件,该业务整体风险较低
证券之星 · 08-15 17:02
华林证券:公司目前股票质押业务规模为零,从未发生过大规模违约事件,该业务整体风险较低
近17亿“涉仲”资产两次流拍对华林证券的伤害有多大?
市场资讯 · 08-15 16:34
近17亿“涉仲”资产两次流拍对华林证券的伤害有多大?
华林证券:股票质押业务规模为零,风险较低,未发生大规模违约事件
问董秘 · 08-15 15:47
华林证券:股票质押业务规模为零,风险较低,未发生大规模违约事件
华林证券新任执委姚松涛曾任粤开证券总经理 为何不当了?
运营商财经网 · 08-14 10:19
华林证券新任执委姚松涛曾任粤开证券总经理 为何不当了?
“红博专项计划”底层资产再度流拍,华林证券将如何抉择?
经济观察报 · 08-13 22:01
“红博专项计划”底层资产再度流拍,华林证券将如何抉择?
“红博会展”底层资产二次流拍,华林证券数亿赔偿或“以物抵债”
第一财经 · 08-13
“红博会展”底层资产二次流拍,华林证券数亿赔偿或“以物抵债”
华林证券“红博会展”底层资产二拍流拍 “以物抵债”或成解决之道
东方财富网 · 08-13
华林证券“红博会展”底层资产二拍流拍 “以物抵债”或成解决之道
华林证券:秉承为民理念 坚持科技金融转型战略
腾讯自选股 · 08-13
华林证券:秉承为民理念 坚持科技金融转型战略
二次流拍后,华林证券这项资产突现转机
券商中国 · 08-12
二次流拍后,华林证券这项资产突现转机
二拍再次流拍!华林证券“红博会展”资产处置将走向“以物抵债”?
每日经济新闻 · 08-12
二拍再次流拍!华林证券“红博会展”资产处置将走向“以物抵债”?
华林证券:“红博会展专项计划”相关底层资产第二次公开拍卖流拍
市场资讯 · 08-12
华林证券:“红博会展专项计划”相关底层资产第二次公开拍卖流拍
补缴税款4700多万后,华林证券又被证监局处罚
金色光 · 08-12
补缴税款4700多万后,华林证券又被证监局处罚
华林证券因四大问题被责令限期改正,年内已多次被监管“点名”
红星资本局 · 08-11
华林证券因四大问题被责令限期改正,年内已多次被监管“点名”
赌字当头、负债狂飙!股神林立将华林证券带向何方?
市场投研资讯 · 08-09
赌字当头、负债狂飙!股神林立将华林证券带向何方?
虽离职仍遭罚 华林证券票据业务违规又牵扯五位高管 时任CEO、财务总监、合规总监等均在列
东方财富网 · 08-09
虽离职仍遭罚 华林证券票据业务违规又牵扯五位高管 时任CEO、财务总监、合规总监等均在列
华林证券八人收罚单,根源直指票据业务数据影响,年内已多次被罚
证券之星 · 08-09
华林证券八人收罚单,根源直指票据业务数据影响,年内已多次被罚
监管“点名”常客、深陷仲裁风波,200亿券商华林证券遇坎
北京商报 · 08-08
监管“点名”常客、深陷仲裁风波,200亿券商华林证券遇坎
华林证券因未依法履行其他职责被证监会出具行政处罚事先告知书
证券之星 · 08-08
华林证券因未依法履行其他职责被证监会出具行政处罚事先告知书
被指四项违规,事关风控及人员任免,华林证券再被采取行政监管措施
市场资讯 · 08-08
被指四项违规,事关风控及人员任免,华林证券再被采取行政监管措施
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公司概况
公司名称:
华林证券股份有限公司
所属行业:
资本市场服务
上市日期:
2019-01-17
主营业务:
华林证券股份有限公司主要通过总部以及下属分支机构从事财富管理、投资银行、资产管理以及自营业务等,通过全资子公司华林创新从事另类投资业务,通过全资子公司华林资本从事私募股权投资业务。主要业务有信用及经纪业务、投资银行业务、自营业务、资产管理业务、其他业务。公司投行团队荣获多项业内大奖,包括证券时报“2023中国证券业股权融资投行君鼎奖”、“2023中国证券业IPO销售投行君鼎奖”、第16届新财富“科技与智能制造产业最佳投行奖”等。
发行价格:
3.62
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18:09","pubTimestamp":1723716540,"startTime":"0","endTime":"0","summary":"日前,华林证券公告关于了涉及仲裁的进展。公告显示,华林证券近日通过“京东资产交易平台”获悉了“红博会展信托受益权资产支持专项计划”相关底层资产第二次公开拍卖的结果。根据相关规定,流拍情况下,申请执行人有权向法院申请以物抵债。而作为红博会展专项计划的管理人,华林证券此前已启动了专项计划项下底层资产的处置程序。","market":"other","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/roll/2024-08-15/doc-incitnrz8298093.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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17:02","pubTimestamp":1723712565,"startTime":"0","endTime":"0","summary":"证券之星消息,华林证券08月15日在投资者关系平台上答复投资者关心的问题。投资者:天风证券质押中润资源大股东2.33亿股,质押时股价9.35元,现中润资源股价已跌至1.38元,随时可能退市,面临10多亿的巨大质押亏损。请问贵司是否有类似亏损的质押风险?","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://stock.stockstar.com/RB2024081500034348.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"stockstar","symbols":["002945","BK0276"],"gpt_icon":0},{"id":"2459176154","title":"近17亿“涉仲”资产两次流拍对华林证券的伤害有多大?","url":"https://stock-news.laohu8.com/highlight/detail?id=2459176154","media":"市场资讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2459176154?lang=zh_cn&edition=full","pubTime":"2024-08-15 16:34","pubTimestamp":1723710840,"startTime":"0","endTime":"0","summary":" 8月13日,华林证券发布《关于涉及仲裁的进展公告》称,近日,获悉了“红博会展信托受益权资产支持专项计划”相关底层资产第二次公开拍卖的结果仍为流拍。 本次二拍起拍价为12.17亿元,为一拍起拍价的九折,该底层资产评估价接近17亿元。根据相关规定,二拍流拍后申请人有权向法院申请以物抵债。 上述两项涉仲纠纷的金额高达4.44亿元,相当于华林证券去年归母净利润3169万元的14倍,约占去年10.15亿元营收的44%。","market":"other","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/stock/quanshang/qsyj/2024-08-15/doc-incithkh6699232.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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投资者提问:天风证券质押中润资源大股东2.33亿股,质押时股价9.35元,现中润资源股价已跌至1.38元,随时可能退市,面临10多亿的巨大质押亏损。请问贵司是否有类似亏损的质押风险?董秘回答(华林证券SZ002945):尊敬的投资者您好,公司目前股票质押业务规模为零,从未发生过大规模违约事件,该业务整体风险较低,感谢您的关注。查看更多董秘问答>>免责声明:本信息由新浪财经从公开信息中摘录,不构成任何投资建议;新浪财经不保证数据的准确性,内容仅供参考。\n\n\n\n海量资讯、精准解读,尽在新浪财经APP","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/stock/relnews/dongmiqa/2024-08-15/doc-incithka1600947.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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实习生韩晴/文前不久,华林证券发布公告称,公司将公开拍卖部分资产,而前不久公司新聘任了一位执委,他是姚松涛,此前有何经历呢?后来,姚松涛调到广州开发区金融控股集团有限公司,担任总经理助理;2019年6月,他在粤开证券历任总经理、董事。今年7月19日,姚松涛被华林证券聘任为执委会委员。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-08-14/doc-inciqnpm9564964.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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搜索查看更多考评等级","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/wm/2024-08-13/doc-incipkzw3304686.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/wm/2024-08-13/doc-incipkzw3304686.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","002945"],"gpt_icon":0},{"id":"2459906658","title":"“红博会展”底层资产二次流拍,华林证券数亿赔偿或“以物抵债”","url":"https://stock-news.laohu8.com/highlight/detail?id=2459906658","media":"第一财经","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2459906658?lang=zh_cn&edition=full","pubTime":"2024-08-13 21:17","pubTimestamp":1723555020,"startTime":"0","endTime":"0","summary":"继上月首次拍卖失败后,“红博会展”底层资产降价后仍遭二次流拍。8月12日晚间,华林证券公告称,“红博会展信托受益权资产支持专项计划”相关底层资产的公开拍卖,再次以流拍告终。截至目前,大连银行申请仲裁赔偿的结果已经公布,华林证券需对大连银行的本金损失及相关律师费、仲裁费合计约2.30亿元承担赔偿责任,其中本金损失约2.28亿元。今年以来,华林证券被监管多次“点名”。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-08-13/doc-incipeua0189047.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-08-13/doc-incipeua0189047.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","002945"],"gpt_icon":0},{"id":"2459915077","title":"华林证券“红博会展”底层资产二拍流拍 “以物抵债”或成解决之道","url":"https://stock-news.laohu8.com/highlight/detail?id=2459915077","media":"东方财富网","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2459915077?lang=zh_cn&edition=full","pubTime":"2024-08-13 11:20","pubTimestamp":1723519200,"startTime":"0","endTime":"0","summary":" 8月12日晚间,华林证券再次披露关于涉及仲裁的进展公告,“红博会展信托受益权资产支持专项计划”相关底层资产再次流拍。华林证券下一步有极大可能召开持有人会议,并积极推动进一步的资产处置,而“以物抵债”大概率是唯一的选择。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/roll/2024-08-13/doc-inciniqn0522572.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/roll/2024-08-13/doc-inciniqn0522572.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","002945"],"gpt_icon":0},{"id":"2459968899","title":"华林证券:秉承为民理念 坚持科技金融转型战略","url":"https://stock-news.laohu8.com/highlight/detail?id=2459968899","media":"腾讯自选股","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2459968899?lang=zh_cn&edition=full","pubTime":"2024-08-13 04:56","pubTimestamp":1723496160,"startTime":"0","endTime":"0","summary":"为做好金融“五篇大文章”,华林证券坚定科技金融转型战略目标,致力成为一家以客户为中心、以科技为驱动、以交易为基础、以敏捷为特色的新一代年轻化的科技金融公司。谢颖明表示,华林证券深入贯彻落实国家“乡村振兴”战略规划,深耕社会公益,依托布局全国的分支机构,持续广泛开展“华林乡村振兴共创行动”系列公益慈善活动。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/stock/relnews/cn/2024-08-13/doc-incimsss4035159.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-08-13/doc-incimsss4035159.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["002945","159940","BK0276"],"gpt_icon":0},{"id":"2458989458","title":"二次流拍后,华林证券这项资产突现转机","url":"https://stock-news.laohu8.com/highlight/detail?id=2458989458","media":"券商中国","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458989458?lang=zh_cn&edition=full","pubTime":"2024-08-12 22:07","pubTimestamp":1723471620,"startTime":"0","endTime":"0","summary":"华林证券“红博会展信托受益权资产支持转型计划”处置有了新进展。两次拍卖都流拍,后续华林证券如何处置涉案的底层资产,这成为市场关注的焦点。华林证券下一步有极大可能召开持有人会议,并积极推动进一步的资产处置,而“以物抵债”大概率是唯一的选择。而作为红博会展专项计划的管理人,华林证券此前已启动了专项计划项下底层资产的处置程序。截至目前,大连银行与华林证券之间的仲裁结果已经公布。","market":"sg","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/stock/zqgd/2024-08-12/doc-incikzuy4351032.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/zqgd/2024-08-12/doc-incikzuy4351032.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["002945","BK0276"],"gpt_icon":0},{"id":"2458989802","title":"二拍再次流拍!华林证券“红博会展”资产处置将走向“以物抵债”?","url":"https://stock-news.laohu8.com/highlight/detail?id=2458989802","media":"每日经济新闻","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458989802?lang=zh_cn&edition=full","pubTime":"2024-08-12 21:56","pubTimestamp":1723470960,"startTime":"0","endTime":"0","summary":"2022年7月7日,华林证券发布的公告披露了公司与大连银行关于“红博会展信托受益权资产支持专项计划违约责任争议”仲裁案件情况。华林证券下一步有极大可能召开持有人会议,“以物抵债”大概率是唯一的选择。华林证券亦在公告中指出,根据相关规定,流拍情况下,申请执行人有权向法院申请以物抵债。因此,若债权人仍希望直接追回损失,资产处置最终将不可避免走向“以物抵债”的路径。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/jjxw/2024-08-12/doc-incikzve9360268.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/jjxw/2024-08-12/doc-incikzve9360268.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","002945"],"gpt_icon":0},{"id":"2458982236","title":"华林证券:“红博会展专项计划”相关底层资产第二次公开拍卖流拍","url":"https://stock-news.laohu8.com/highlight/detail?id=2458982236","media":"市场资讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458982236?lang=zh_cn&edition=full","pubTime":"2024-08-12 21:48","pubTimestamp":1723470480,"startTime":"0","endTime":"0","summary":"炒股就看金麒麟分析师研报,权威,专业,及时,全面,助您挖掘潜力主题机会! 8月12日,华林证券公告称,公司近日通过“京东资产交易平台”获悉了“红博会展信托受益权资产支持专项计划”相关底层资产第二次公开拍卖的结果,拍卖结果为流拍。哈尔滨市中级人民法院于2024年5月11日出具了《执行裁定书》,裁定拍卖上述底层资产。此前,第一次公开拍卖结果也为流拍。","market":"hk","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/stock/relnews/cn/2024-08-12/doc-incimhca9244504.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/relnews/cn/2024-08-12/doc-incimhca9244504.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["002945","BK0276"],"gpt_icon":0},{"id":"2458674758","title":"补缴税款4700多万后,华林证券又被证监局处罚","url":"https://stock-news.laohu8.com/highlight/detail?id=2458674758","media":"金色光","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458674758?lang=zh_cn&edition=full","pubTime":"2024-08-12 17:25","pubTimestamp":1723454700,"startTime":"0","endTime":"0","summary":"近日,华林证券收到西藏证监局下发的《行政监管措施事先告知书》,所涉事项包括信息披露不准确、人员任免及执业资格管理存在明显漏洞等。此外,华林证券近一年高管变动频繁,并于今年4月被发现需补缴4700多万元税款及滞纳金。预计补缴税款及滞纳金4700多万元除被西藏证监局行政处罚外,华林证券2024年还存在补缴税款事项。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/stock/stockzmt/2024-08-12/doc-incikrfc9192370.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/stock/stockzmt/2024-08-12/doc-incikrfc9192370.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["002945","BK0276"],"gpt_icon":0},{"id":"2458695680","title":"华林证券因四大问题被责令限期改正,年内已多次被监管“点名”","url":"https://stock-news.laohu8.com/highlight/detail?id=2458695680","media":"红星资本局","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458695680?lang=zh_cn&edition=full","pubTime":"2024-08-11 20:24","pubTimestamp":1723379040,"startTime":"0","endTime":"0","summary":"8月7日,华林证券公告称,因存在风控指标超标等问题,西藏证监局决定对公司采取责令限期改正、责令增加内部合规检查的次数并提交合规检查报告的监督管理措施。或受多重利空因素影响,华林证券的股价较年初已跌超三成。华林证券内控问题频发年内已多次被罚8月7日,华林证券公告称,近日公司收到西藏证监局《行政监管措施事先告知书》。今年以来,华林证券已多次被监管“点名”。","market":"fut","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/cj/2024-08-11/doc-incihspy3309250.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/cj/2024-08-11/doc-incihspy3309250.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","002945"],"gpt_icon":0},{"id":"2458958423","title":"赌字当头、负债狂飙!股神林立将华林证券带向何方?","url":"https://stock-news.laohu8.com/highlight/detail?id=2458958423","media":"市场投研资讯","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458958423?lang=zh_cn&edition=full","pubTime":"2024-08-09 12:22","pubTimestamp":1723177320,"startTime":"0","endTime":"0","summary":"一季度负债飙升45%,自营业务引关注8月7日,华林证券因多项合规问题收到证监会西藏监管局《行政监管措施事先告知书》。8月8日,西藏证监局发布了一系列监管决定,对华林证券及其多名高管采取了严厉的监管措施。与负债端的激进相呼应,华林证券的金融投资资产在2024年第一个季度内由33.79亿元暴增至104.91亿元,增幅超过200%。监管函明确指出,华林证券在人员任免及执业资格管理方面存在明显漏洞。","market":"other","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/roll/2024-08-09/doc-inchziei7682152.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, .action","directOrigin":true},"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://finance.sina.com.cn/roll/2024-08-09/doc-inchziei7682152.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"sina","symbols":["BK0276","002945"],"gpt_icon":0},{"id":"2458585290","title":"虽离职仍遭罚 华林证券票据业务违规又牵扯五位高管 时任CEO、财务总监、合规总监等均在列","url":"https://stock-news.laohu8.com/highlight/detail?id=2458585290","media":"东方财富网","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2458585290?lang=zh_cn&edition=full","pubTime":"2024-08-09 11:01","pubTimestamp":1723172460,"startTime":"0","endTime":"0","summary":" 此次处罚均指向华林证券的票据业务数据问题。华林证券时任总经理兼票据业务分管高管赵卫星、时任合规总监张大威、时任票据业务部门负责人李鹏祥和相关数据抓取人员高艳明均被采取出具警示函的措施。二人目前已不再在华林证券及控股子公司担任任何职务。 另外,中证协信息显示上述时任票据业务部门负责人李鹏祥目前仍在华林证券正常执业。","market":"us","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":{"source":"sina","url":"https://finance.sina.com.cn/roll/2024-08-09/doc-inchziei7652359.shtml","rn_cache_url":null,"customStyle":"body{padding-top:10px;}.art_tit_h1{#titleStyle#}a{#lv2TextColor#}.art_time, .art_cite{#sourceStyle#;} .art_cite{margin-left: 3px;}","selectors":".module-article, article","filters":"header, .voice2, .tags, #norm_qrcode_link_auto, .unfold-box, 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10:03","pubTimestamp":1723169014,"startTime":"0","endTime":"0","summary":"近日,华林证券收到中国证券监督管理委员会西藏监管局《行政监管措施事先告知书》。西藏证监局指出,经查,华林证券存在以下问题:一是月度风险控制指标监管报表填报不准确,风控指标超标;二是业务数据报送不准确;三是多份情况说明前后不一致;四是人员任免及执业资格管理存在明显漏洞。华林证券在月度风险控制指标监管报表填报中存在不准确现象,且风控指标超标,违反了多项相关法律法规。事实上,今年华林证券已多次被罚。","market":"sh","thumbnail":null,"type":0,"news_type":0,"thumbnails":[],"rights":null,"property":[],"language":"zh","translate_title":"","themeId":null,"isJumpTheme":false,"source_url":"https://stock.stockstar.com/SS2024080900017105.shtml","is_publish_highlight":false,"source_rank":0,"column":"","sentiment":"0","news_top_title":null,"news_tag":"","news_rank":0,"length":0,"strategy_id":0,"source":"stockstar","symbols":["002945","BK0276"],"gpt_icon":0},{"id":"2457319265","title":"监管“点名”常客、深陷仲裁风波,200亿券商华林证券遇坎","url":"https://stock-news.laohu8.com/highlight/detail?id=2457319265","media":"北京商报","labels":[],"top":-1,"itemType":null,"share":"https://www.laohu8.com/m/news/2457319265?lang=zh_cn&edition=full","pubTime":"2024-08-08 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